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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 January 2016 - onwards
Version 2 of 2

Regulation 45 Referral to Tribunal

If the FCA decides to -

(a) publish a statement under regulation 28 (public censure);

(b) impose a penalty under regulation 29 (financial penalties);

(c) impose a limitation on a permission under regulation 30 (limitations on permission to carry on regulated activities); or

(d) exercise the power in regulation 32(2),

the person concerned may refer the matter to the Upper Tribunal.