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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 1 March 2017 - onwards
  Version 4 of 4    

Regulation 13 Sale or purchase of bonds

Revoked from 1 March 2017

(1) A person ("P") must not sell or purchase public or public-guaranteed bonds issued after 19th February 2013, directly or indirectly, to or from a person, entity or body falling within paragraph (4) if P knows or has reasonable cause to suspect that the sale or purchase is to or from such a person, entity or body.

(2) A person ("P") must not provide brokering services with respect to public or public- guaranteed bonds issued after 19th February 2013 to a person, entity or body falling within paragraph (4) if P knows or has reasonable cause to believe that the services are being provided to such a person, entity or body.

(3) A person ("P") must not assist a person, entity or body falling within paragraph (4) to issue public or public-guaranteed bonds, by providing - 

(a) brokering services,

(b) advertising, or

(c) any other service with respect to such bonds,

if P knows or has reasonable cause to suspect that P is assisting such a person, entity or body.

(4) The following person

Comparing proposed amendment...