(1) In these Regulations -
"the 2000 Act" means the Financial Services and Markets Act 2000 [2000 c.8.];
"the Council Regulation" means Council Regulation (EU) No. 329/2007 of 27 March 2007 concerning restrictive measures against Democratic People's Republic of Korea, and a reference to an Annex to that Regulation is to be construed as a reference to that Annex as amended from time to time;
"designated person" means a person, entity or body listed in Annex IV, V or Va to the Council Regulation;
"document" includes information recorded in any form and, in relation to information recorded otherwise than in legible form, references to its production include producing a copy of the information in legible form;
"relevant institution" means - (a) a person who has permission under Part 4A of the 2000 Act (permission to carry on regulated activities) [Part 4A was inserted by the Financial Services Act 2012 (c.21), section 11(2).]; (b) an EEA firm of the kind mentioned in paragraph