(1) A regulated firm shall establish and maintain a register which shall record the following information in respect of an accredited person for whom the firm is responsible under Regulation 3:
(a) the name of the accredited person performing a relevant function;
(b) qualification, grandfathered status, transitional status, new entrant, or prescribed script function;
(c) the relevant function and related retail financial product in respect of which the person is an accredited person;
(d) the date the person obtained a recognised qualification and completed relevant experience, or was grandfathered;
(e) if the person is a new entrant:
(i) the date of commencement of the function;
(ii) the qualification being pursued.
(2) A regulated firm shall ensure that each branch office has a register of all accredited persons working in that branch.
(3) A regulated firm shall remove the following persons from its register:
(a) a person whose professional designation has been removed or otherwise su
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