Skip to main content
Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 April 2013 - onwards
Version 4 of 4

Regulation 9 Notification of relevant decision to the FCA and, if the institution is a PRA-authorised person, the PRA

(1) Where on or after 5th May 2004 the court makes a decision, order or appointment of any of the following kinds -

(a) an administration order under paragraph 13 of Schedule B1 to the 1986 Act, paragraph 14 of Schedule B1 to the 1989 Order, section 8(1) of the 1986 Act or Article 21(1) of the 1989 Order;

(b) a winding-up order under section 125 of the 1986 Act or Article 105 of the 1989 Order;

(c) the appointment of a provisional liquidator under section 135(1) of the 1986 Act or Article 115(1) of the 1989 Order;

(d) the appointment of an administrator in an interim order under paragraph 13(1)(d) of Schedule B1 to the 1986 Act, paragraph 14(1)(d) of Schedule B1 to the 1989 Order, section 9(4) of the 1986 Act or Article 22(4) of the 1989 Order,

it must immediately inform the FCA and, if the institution is a PRA-authorised person, the PRA, or cause the FCA and, if the institution is a PRA-authorised person, the PRA to be informed, of the order or appointment which has been made.