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Credit Institutions (Reorganisation and Winding up) Regulations 2004 [SI 2004 No. 1045]Introductory TextPart 1 General (regs. 1-2)Regulation 1 Citation and commencementRegulation 2 InterpretationPart 2 Insolvency Measures and Proceedings: Jurisdiction in Relation to Credit Institutions (regs. 3-6)Regulation 3 Prohibition against winding up etc. EEA credit institutions in the United KingdomRegulation 4 Schemes of arrangementRegulation 5 Reorganisation measures and winding-up proceedings in respect of EEA credit institutions effective in the United KingdomRegulation 6 Confirmation by the court of a creditors' voluntary winding upPart 3 Modifications of the Law of Insolvency: Notification and Publication (regs. 7-18)Regulation 7 Modifications of the law of insolvencyRegulation 8 Consultation of the FCA and, if the institution is a PRA-authorised person, the PRA prior to a voluntary winding upRegulation 9 Notification of relevant decision to the FCA and, if the institution is a PRA-authorised person, the PRARegulation 10 Notification to EEA regulatorsRegulation 11 Withdrawal of authorisationRegulation 12 Publication of voluntary arrangement, administration order, winding-up order or scheme of arrangementRegulation 13 Honouring of certain obligationsRegulation 14 Notification to creditors: winding-up proceedingsRegulation 15 Submission of claims by EEA creditorsRegulation 16 Reports to creditorsRegulation 17 Service of notices and documentsRegulation 18 Disclosure of confidential information received from an EEA regulatorPart 4 Reorganisation or Winding up of UK Credit Institutions (regs. 19-35)Regulation 19 Application of this PartRegulation 20 Application of this Part: certain assets excluded from insolvent estate of UK credit institutionRegulation 21 Interpretation of this PartRegulation 22 Applicable law in the winding up of a UK credit institutionRegulation 23 Employment contracts and relationshipsRegulation 24 Contracts in connection with immovable propertyRegulation 25 Registrable rightsRegulation 26 Third parties' rights in remRegulation 27 Reservation of title agreements etc.Regulation 28 Creditors' rights to set offRegulation 29 Regulated marketsRegulation 30 Detrimental acts pursuant to the law of an EEA StateRegulation 31 Protection of third party purchasersRegulation 32 Lawsuits pendingRegulation 33 Lex rei sitaeRegulation 34 Netting agreementsRegulation 35 Repurchase agreementsPart 5 Third Country Credit Institutions (regs. 36-38)Regulation 36 Interpretation of this PartRegulation 37 Application of these Regulations to a third country credit institutionRegulation 38 Disclosure of confidential information: third country credit institutionPart 6 Application to Investment Firms (regs. 39-43)Regulation 39 Interpretation of this PartRegulation 40 Application to UK investment firmsRegulation 41 Application to EEA investment firmsRegulation 42 Withdrawal of authorisationRegulation 43 Reorganisation measures and winding-up proceedings in respect of EEA investment firms effective in the United KingdomPart 7 Application to Group Companies (regs. 44-47)Regulation 44 Interpretation of this PartRegulation 45 Application to UK group companiesRegulation 46 Application to EEA group companiesRegulation 47 Reorganisation measures and winding-up proceedings in respect of EEA group companies effective in the United KingdomPart 8 Application to Third Country Investment Firms (regs. 48-49)Regulation 48 Members not established in the United KingdomRegulation 49 Application to third country investment firmsSignatureExplanatory Note
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - onwards
Version 2 of 2

Regulation 48 Members not established in the United Kingdom

In this Part "third country investment firm" means an investment firm as defined in point (2) of Article 4(1) of the capital requirements regulation whose head office is not in the United Kingdom.

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