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  1. Oversight of Professional Body Anti-Money Laundering and Counter Terrorist Financing Supervision Regulations 2017 [SI 2017 No. 1301]
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Published date: 14 December 2017

Oversight of Professional Body Anti-Money Laundering and Counter Terrorist Financing Supervision Regulations 2017 [SI 2017 No. 1301]

Consolidation Status: Updated to reflect all known changes
Comparing proposed amendment...
Introductory Text
Part 1 Introduction (regs. 1-3)
In force
 Regulation 1 Citation, commencement and extent
In force
 Regulation 2 Interpretation
In force
 Regulation 3 Duties of the FCA
Part 2 Applications (regs. 4-5)
In force
 Regulation 4 Application to be added to Schedule 1 to the MLR
In force
 Regulation 5 Determination of applications
Part 3 Information and directions (regs. 6-14)
In force
 Regulation 6 Interpretation
In force
 Regulation 7 Power to require information
In force
 Regulation 8 Retention of documents provided under regulation 7
In force
 Regulation 9 Provision of information: safeguards
In force
 Regulation 10 Admissibility of statements
In force
 Regulation 11 Confidential information
In force
 Regulation 12 Disclosure
In force
 Regulation 13 Report by a skilled person
In force
 Regulation 14 Directions
Part 4 Enforcement and appeals (regs. 15-25)
In force
 Regulation 15 Interpretation
In force
 Regulation 16 Public censure
In force
 Regulation 17 Recommendation for removal from Schedule 1 to the MLR
In force
 Regulation 18 Application of one or more measures
In force
 Regulation 19 Procedure for disciplinary measures
In force
 Regulation 20 Procedure (general)
In force
 Regulation 21 Publication
In force
 Regulation 22 Appeals against decisions of the FCA
In force
 Regulation 23 Offences
In force
 Regulation 24 Proceedings
In force
 Regulation 25 Prescribed regulations
Part 5 Miscellaneous Provisions (regs. 26-32)
In force
 Regulation 26 Recovery of charges through the court
In force
 Regulation 27 Costs of supervision
In force
 Regulation 28 Consequential amendment of the Solicitors (Scotland) Act 1980
In force
 Regulation 29 Financial Conduct Authority
In force
 Regulation 30 Notices
In force
 Regulation 31 Application to the Crown
In force
 Regulation 32 Review
Signature
Explanatory Note
Explanatory Memorandum
Impact Assessments
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