Version status: In force | Document consolidation status: Updated to reflect all known changes

Published date: 14 December 2017

Oversight of Professional Body Anti-Money Laundering and Counter Terrorist Financing Supervision Regulations 2017 [SI 2017 No. 1301]

	Introductory Text
	Part 1 Introduction (regs. 1-3)
	Regulation 1 Citation, commencement and extent
	Regulation 2 Interpretation
	Regulation 3 Duties of the FCA
	Part 2 Applications (regs. 4-5)
	Regulation 4 Application to be added to Schedule 1 to the MLR
	Regulation 5 Determination of applications
	Part 3 Information and directions (regs. 6-14)
	Regulation 6 Interpretation
	Regulation 7 Power to require information
	Regulation 8 Retention of documents provided under regulation 7
	Regulation 9 Provision of information: safeguards
	Regulation 10 Admissibility of statements
	Regulation 11 Confidential information
	Regulation 12 Disclosure
	Regulation 13 Report by a skilled person
	Regulation 14 Directions
	Part 4 Enforcement and appeals (regs. 15-25)
	Regulation 15 Interpretation
	Regulation 16 Public censure
	Regulation 17 Recommendation for removal from Schedule 1 to the MLR
	Regulation 18 Application of one or more measures
	Regulation 19 Procedure for disciplinary measures
	Regulation 20 Procedure (general)
	Regulation 21 Publication
	Regulation 22 Appeals against decisions of the FCA
	Regulation 23 Offences
	Regulation 24 Proceedings
	Regulation 25 Prescribed regulations
	Part 5 Miscellaneous Provisions (regs. 26-32)
	Regulation 26 Recovery of charges through the court
	Regulation 27 Costs of supervision
	Regulation 28 Consequential amendment of the Solicitors (Scotland) Act 1980
	Regulation 29 Financial Conduct Authority
	Regulation 30 Notices
	Regulation 31 Application to the Crown
	Regulation 32 Review
	Signature
	Explanatory Note
	Explanatory Memorandum
	Impact Assessments