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Oversight of Professional Body Anti-Money Laundering and Counter Terrorist Financing Supervision Regulations 2017 [SI 2017 No. 1301]Introductory TextPart 1 Introduction (regs. 1-3)Regulation 1 Citation, commencement and extentRegulation 2 InterpretationRegulation 3 Duties of the FCAPart 2 Applications (regs. 4-5)Regulation 4 Application to be added to Schedule 1 to the MLRRegulation 5 Determination of applicationsPart 3 Information and directions (regs. 6-14)Regulation 6 InterpretationRegulation 7 Power to require informationRegulation 8 Retention of documents provided under regulation 7Regulation 9 Provision of information: safeguardsRegulation 10 Admissibility of statementsRegulation 11 Confidential informationRegulation 12 DisclosureRegulation 13 Report by a skilled personRegulation 14 DirectionsPart 4 Enforcement and appeals (regs. 15-25)Regulation 15 InterpretationRegulation 16 Public censureRegulation 17 Recommendation for removal from Schedule 1 to the MLRRegulation 18 Application of one or more measuresRegulation 19 Procedure for disciplinary measuresRegulation 20 Procedure (general)Regulation 21 PublicationRegulation 22 Appeals against decisions of the FCARegulation 23 OffencesRegulation 24 ProceedingsRegulation 25 Prescribed regulationsPart 5 Miscellaneous Provisions (regs. 26-32)Regulation 26 Recovery of charges through the courtRegulation 27 Costs of supervisionRegulation 28 Consequential amendment of the Solicitors (Scotland) Act 1980Regulation 29 Financial Conduct AuthorityRegulation 30 NoticesRegulation 31 Application to the CrownRegulation 32 ReviewSignatureExplanatory NoteExplanatory MemorandumImpact Assessments
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Version status: | Document consolidation status: Updated to reflect all known changes
Version date: 14 December 2017 - onwards

Signature

Mark Spencer

David Rutley

Two of the Lords Commissioners of Her Majesty's Treasury

14th December 2017

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