1. UK Financial Services Law
  2. Legislation (UK)
  3. Statutory Instruments
  4. 2018
Date-stamp loading
  1. Securitisation Regulations 2018 [SI 2018 No. 1288]
Next
Version status: To be revoked | Document consolidation status: Updated to reflect all known changes
Published date: 3 December 2018

Securitisation Regulations 2018 [SI 2018 No. 1288]

Consolidation Status: Updated to reflect all known changes
Comparing proposed amendment...
Introductory Text
Part 1 Introductory provisions (regs. 1-4)
In force
 Regulation 1 Citation and commencement
In force
 Regulation 2 Interpretation
In force
 Regulation 3 References to technical standards
In force
 Regulation 4 Designation of competent authorities
Part 2 Disciplinary measures and procedures (regs. 5-11)
In force
 Regulation 5 Temporary prohibition relating to management functions
In force
 Regulation 6 Temporary prohibition relating to management functions: obligations on originator, sponsor or SSPE
In force
 Regulation 7 Public censure
In force
 Regulation 8 Financial penalties
In force
 Regulation 9 Statements of policy
In force
 Regulation 10 Statements of policy: procedure
In force
 Regulation 11 Restriction on penalties
Part 3 (regs. 12-23)
Chapter 1 Third party verifiers (regs. 12-18)
In force
 Regulation 12 Application for authorisation to provide a third party verification service
In force
 Regulation 13 Determination of an application for authorisation to provide a third party verification service
In force
 Regulation 14 Temporary withdrawal of authorisation to provide a third party verification service
In force
 Regulation 15 Temporary withdrawal of authorisation to provide a third party verification service: procedure
In force
 Regulation 16 Cancellation of authorisation to provide a third party verification service on the initiative of the FCA
In force
 Regulation 17 Cancellation of authorisation to provide a third party verification service at request of third party verifier
In force
 Regulation 18 Register of third party verifiers
Chapter 2 Warning notices and decision notices (regs. 19-20)
In force
 Regulation 19 Warning notice
In force
 Regulation 20 Decision notice
Chapter 3 Temporary ban on STS notifications (regs. 21-22)
In force
 Regulation 21 Imposition of a temporary ban
In force
 Regulation 22 Procedure for the imposition, variation or revocation of a temporary ban on STS notifications
Chapter 4 Right to refer to the Tribunal (reg. 23)
In force
 Regulation 23 Right to refer a matter to the Tribunal
Part 4 Miscellaneous provisions (regs. 24-29)
In force
 Regulation 24 Consultation in relation to taking certain enforcement action
In force
 Regulation 25 Transparency requirements for originators, sponsors and SSPEs of private securitisations - power of direction
In force
 Regulation 26 Informing the FCA of STS notifications - power of direction
In force
 Regulation 27 Application of the Act and secondary legislation
In force
 Regulation 28 Minor and consequential amendments
In force
 Regulation 29 Review
In force
 Schedule 1 Application and modification of the Act and secondary legislation
In force
 Schedule 2 Minor and consequential amendments to primary and secondary legislation
Signature
Explanatory Note
Explanatory Memorandum
Next