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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 1 November 2024 - onwards
  Version 5 of 5    

Regulation 4 Designation of competent authorities

Revoked from 1 November 2024

(1) Subject to paragraph (2), the FCA is designated as the competent authority responsible for -

(a) the supervision of compliance of persons engaged in the conduct of selling a securitisation position to a retail client located in the United Kingdom with obligations set out in Article 3 of the EU Securitisation Regulation 2017;

(b) the supervision of compliance of persons established in the United Kingdom with the obligations set out in Article 4 of the EU Securitisation Regulation 2017 when establishing SSPEs in a country or territory outside the United Kingdom;

(c) the supervision of compliance of originators, original lenders and SSPEs established in the United Kingdom , other than originators, original lenders and SSPEs to which Article 29(3A) of the EU Securitisation Regulation 2017 [Paragraph (3A) of Article 29 is substituted by regulation 28 of these Regulations.] applies, with the obligations set out in Articles 6, 7, 8 and 9 of the EU Securitisation Regulation 2017;

(d)

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