Version status: In force | Document consolidation status: Assimilated law updated to reflect all known changes

Published date: 23 February 2013

Commission Delegated Regulation (EU) No 150/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards specifying the details of the application for registration as a trade repository (RTS 13) (Assimilated Law)

	Recitals
	Chapter 1 Registration (arts. 1-25)
	Section 1 General (arts. 1-2)
	Article 1 Identification, legal status and class of derivatives
	Article 2 Policies and procedures
	Section 2 Ownership (arts. 3-4)
	Article 3 Ownership of the trade repository
	Article 4 Ownership chart
	Section 3 Organisational structure, governance and compliance (arts. 5-9)
	Article 5 Organisational chart
	Article 6 Corporate governance
	Article 7 Internal control
	Article 8 Regulatory compliance
	Article 9 Senior management and members of the Board
	Section 4 Staffing and remuneration (arts. 10-11)
	Article 10 Staffing policies and procedures
	Article 11 Fitness and properness
	Section 5 Financial resources for the performance of the trade repository (art. 12)
	Article 12 Financial reports and business plans
	Section 6 Conflicts of interest (arts. 13-15)
	Article 13 Management of conflicts of interest
	Article 14 Confidentiality
	Article 15 Inventory and mitigation of conflicts of interest
	Section 7 Resources and procedures (arts. 16-17)
	Article 16 Information Technology resources and outsourcing
	Article 17 Ancillary services
	Section 8 Access rules (arts. 18-20)
	Article 18 Transparency of access rules
	Article 19 Verification of completeness and correctness of data
	Article 20 Pricing policy transparency
	Section 9 Operational reliability (art. 21)
	Article 21 Operational risk
	Section 10 Recordkeeping (art. 22)
	Article 22 Recordkeeping policy
	Section 11 Data availability (arts. 23-23a)
	Article 23 Data availability mechanisms
	Article 23a Direct and immediate access to data by authorities
	Section 12 (art. 23b)
	Article 23b Payment of fees
	Section 13 (arts. 23c-25)
	Article 23c Extension of registration
	Article 24 Verification of the accuracy and completeness of the application
	Article 25 Entry into force
	Done at