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Commission Delegated Regulation (EU) No 150/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards specifying the details of the application for registration as a trade repository (RTS 13) (Assimilated Law)RecitalsChapter 1 Registration (arts. 1-25)Section 1 General (arts. 1-2)Article 1 Identification, legal status and class of derivativesArticle 2 Policies and proceduresSection 2 Ownership (arts. 3-4)Article 3 Ownership of the trade repositoryArticle 4 Ownership chartSection 3 Organisational structure, governance and compliance (arts. 5-9)Article 5 Organisational chartArticle 6 Corporate governanceArticle 7 Internal controlArticle 8 Regulatory complianceArticle 9 Senior management and members of the BoardSection 4 Staffing and remuneration (arts. 10-11)Article 10 Staffing policies and proceduresArticle 11 Fitness and propernessSection 5 Financial resources for the performance of the trade repository (art. 12)Article 12 Financial reports and business plansSection 6 Conflicts of interest (arts. 13-15)Article 13 Management of conflicts of interestArticle 14 ConfidentialityArticle 15 Inventory and mitigation of conflicts of interestSection 7 Resources and procedures (arts. 16-17)Article 16 Information Technology resources and outsourcingArticle 17 Ancillary servicesSection 8 Access rules (arts. 18-20)Article 18 Transparency of access rulesArticle 19 Verification of completeness and correctness of dataArticle 20 Pricing policy transparencySection 9 Operational reliability (art. 21)Article 21 Operational riskSection 10 Recordkeeping (art. 22)Article 22 Recordkeeping policySection 11 Data availability (arts. 23-23a)Article 23 Data availability mechanismsArticle 23a Direct and immediate access to data by authoritiesSection 12 (art. 23b)Article 23b Payment of feesSection 13 (arts. 23c-25)Article 23c Extension of registrationArticle 24 Verification of the accuracy and completeness of the applicationArticle 25 Entry into forceDone at
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Version status: In force | Document consolidation status: Assimilated law updated to reflect all known changes
This version in force from: 31 December 2020

Article 25 Entry into force

This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.

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