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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - onwards
Version 4 of 4

Schedule, Part 3 Application and modification of secondary legislation (paras. 8-9)

The Financial Services and Markets Act 2000 (Service of Notices) Regulations 2001

8. The Financial Services and Markets Act 2000 (Service of Notices) Regulations 2001 [S.I. 2001/1420; relevant amending instruments are S.I. 2005/274 and 2010/1193.] apply to any notice, direction or document of any kind given by or to the Authority under these Regulations as they apply to any notice, direction or document of any kind given by the Authority under the 2000 Act.

The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001

9. The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001 [S.I. 2001/2188; relevant amending instruments are the Enterprise Act 2002 c.40 section 2 and S.I. 2001/3437, 2001/3624, 2003/693, 2003/1473, 2003/2174; 2004/1862; 2005/3071, 2006/3413, 2007/3255, 2010/2628, 2011/1043, 2011/1265, 2012/916 and 2012/2554.] apply with the following modifications -

(a) in paragraph (a) of the definition of "third country regulatory authority" in regulation 2, after "of the Act" insert -

" or an authority in a country or territory outside the United Kingdom which exercises any function of a kind corresponding to a function conferred under national legislation in the implementation of either -