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  1. Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001 [SI 2001 No. 2188]
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Published date: 15 June 2001

Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001 [SI 2001 No. 2188]

Consolidation Status: Updated to reflect all known changes
Comparing proposed amendment...
Introductory Text
Part I Preliminary (regs. 1-2)
In force
 Regulation 1 Citation and Commencement
In force
 Regulation 2 Interpretation
Part II Disclosure of Confidential Information Generally (regs. 3-7)
In force
 Regulation 3 Disclosure by and to the regulators, the Secretary of State and the Treasury etc.
In force
 Regulation 4 Disclosure for the purposes of criminal proceedings and investigations
In force
 Regulation 5 Disclosure for the purposes of certain other proceedings
Omitted
 Regulation 6 Disclosure in pursuance of a Community obligation
In force
 Regulation 7 Restrictions on use of confidential information
Part III Disclosure of specified confidential EU law information and UCITS Directive Information (regs. 8-10D)
In force
 Regulation 8 Application of this Part
In force
 Regulation 9 Disclosure by regulators or regulator workers to certain other persons
In force
 Regulation 10 Disclosure by Schedule 1 person
In force
 Regulation 10A Disclosure of recovery and resolution information
In force
 Regulation 10B Assessment of effects of disclosure
In force
 Regulation 10C Disclosure of capital requirements directive information to International Financial Institutions
Draft
 Draft Regulation 10D Disclosure of information in order to publish a stress test in relation to insurance undertakings and reinsurance undertakings
Part IV Disclosure of Confidential Information not Subject to retained EU law restrictions (regs. 11-18)
Draft
 Draft Regulation 12D Disclosure of information in order to publish a stress test in relation to insurance undertakings and reinsurance undertakings
In force
 Regulation 11 Application of this Part
In force
 Regulation 12 Disclosure by and to a Schedule 1 or 2 person or disciplinary proceedings authority
In force
 Regulation 12A The Gambling Commission
Omitted
 Regulation 12B Electronic commerce
In force
 Regulation 12C Proceedings under the Proceeds of Crime Act 2002
Chapter 1 Transitional Provisions Applicable Before IP Completion Day (regs. 13-17)
In force
 Regulation 13 Interpretation
In force
 Regulation 14 Disclosure of pre-commencement information
In force
 Regulation 15 Disclosure of transitional information
In force
 Regulation 16 Disclosure by recognised self-regulating organisations
In force
 Regulation 17 Investment services directive information: transitional provision
Chapter 2 Transitional Provision Applicable on or after IP Completion Day (reg. 18)
In force
 Regulation 18 Transitional provision applicable on or after IP Completion Day
Schedule 1 Disclosure of Confidential Information whether or not Subject to retained EU law restrictions
In force
 Schedule 1, Part 1
Omitted
 Schedule 1, Part 2
In force
 Schedule 1, Part 3
In force
 Schedule 1, Part 4
Omitted
 Schedule 1, Part 5
In force
 Schedule 1, Part 6
In force
 Schedule 2 Disclosure of Confidential Information not Subject to retained EU law restrictions
In force
 Schedule 3 Prescribed Disciplinary Proceedings
Signature
Explanatory Note
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