Version status: In force | Document consolidation status: Updated to reflect all known changes

Published date: 15 June 2001

Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001 [SI 2001 No. 2188]

	Introductory Text
	Part I Preliminary (regs. 1-2)
	Regulation 1 Citation and Commencement
	Regulation 2 Interpretation
	Part II Disclosure of Confidential Information Generally (regs. 3-7)
	Regulation 3 Disclosure by and to the regulators, the Secretary of State and the Treasury etc.
	Regulation 4 Disclosure for the purposes of criminal proceedings and investigations
	Regulation 5 Disclosure for the purposes of certain other proceedings
	Regulation 6 Disclosure in pursuance of a Community obligation
	Regulation 7 Restrictions on use of confidential information
	Part III Disclosure of specified confidential EU law information and UCITS Directive Information (regs. 8-10C and draft reg. 10D)
	Regulation 8 Application of this Part
	Regulation 9 Disclosure by regulators or regulator workers to certain other persons
	Regulation 10 Disclosure by Schedule 1 person
	Regulation 10A Disclosure of recovery and resolution information
	Regulation 10B Assessment of effects of disclosure
	Regulation 10C Disclosure of capital requirements directive information to International Financial Institutions
	⚠ Regulation 10D Disclosure of information in order to publish a stress test in relation to insurance undertakings and reinsurance undertakings
	Part IV Disclosure of Confidential Information not Subject to retained EU law restrictions (regs. 11-18)
	Regulation 11 Application of this Part
	⚠ Regulation 12 Disclosure by and to a Schedule 1 or 2 person or disciplinary proceedings authority
	Regulation 12A The Gambling Commission
	Regulation 12B Electronic commerce
	Regulation 12C Proceedings under the Proceeds of Crime Act 2002
	⚠ Regulation 12D Disclosure of information in order to publish a stress test in relation to insurance undertakings and reinsurance undertakings
	Chapter 1 Transitional Provisions Applicable Before IP Completion Day (regs. 13-17)
	Regulation 13 Interpretation
	Regulation 14 Disclosure of pre-commencement information
	Regulation 15 Disclosure of transitional information
	Regulation 16 Disclosure by recognised self-regulating organisations
	Regulation 17 Investment services directive information: transitional provision
	Chapter 2 Transitional Provision Applicable on or after IP Completion Day (reg. 18)
	Regulation 18 Transitional provision applicable on or after IP Completion Day
	Schedule 1 Disclosure of Confidential Information whether or not Subject to retained EU law restrictions
	Schedule 1, Part 1
	Schedule 1, Part 2
	Schedule 1, Part 3
	Schedule 1, Part 4
	Schedule 1, Part 5
	Schedule 1, Part 6
	Schedule 2 Disclosure of Confidential Information not Subject to retained EU law restrictions
	Schedule 3 Prescribed Disciplinary Proceedings
	Signature
	Explanatory Note