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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 April 2014 - onwards
Version 5 of 5

Schedule 3 Prescribed Disciplinary Proceedings

Regulation 2

The following disciplinary proceedings are prescribed for the purposes of section 349(5)(d) of the Act -

(a) disciplinary proceedings relating to the exercise by a barrister, solicitor, auditor, accountant, valuer or actuary of his professional duties;

(b) disciplinary proceedings relating to the discharge of his duties by an officer or servant of -

(i) the Crown;

(ii) any of the regulators;

(iii) the body known as the Panel on Takeovers and Mergers;

(iv) the Charity Commissioners for England and Wales;

(v) [deleted]

(vi) the Competition and Markets Authority;

(vii) the Insolvency Practitioners Tribunal in relation to its functions under the Insolvency Act 1986 [1986 c. 45.];

(viii) the Occupational Pensions Board in relation to its functions under the Social Security Act 1973 [1973 c. 38.] and the Social Security Acts 1975 to 1986 [1986 c. 50; see s. 90(2).];