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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - onwards
Version 6 of 6

Schedule 1, Part 3

Regulations 9, 10 and 12

Person

Functions

A third country regulatory authority

Its functions as such

A third country resolution authority

Its functions as such

An authority responsible for maintaining the stability of the financial system in a third country or territory through macro-prudential regulation

Its functions as such

A financial intelligence unit in a third country

Its functions as such

An authority in a third country responsible for the application of rules on structural separation within a banking group

Its functions as such

A reorganisation body or authority in a third country or territory whose aim is to protect the stability of the financial system

Its functions as such

ACER

Its functions under Regulation (EU) No 1227/2011 of the European Parliament and of the Council of 25 October 2011 on wholesale energy market integrity and transparency

A body responsible, in a third country, for administering a deposit guarantee scheme recognised in accordance with the law of that country, or an investor-compensation scheme recognised in accordance with the law of that country.

Its functions as such

A person in a third country appointed to carry out a statutory audit of a company in accordance with the law of that country.