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UK Financial Services Law
Legislation (UK)
Assimilated law - Regulations
2017
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Commission Delegated Regulation (EU) 2017/590 of 28 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities (RTS 22) (Assimilated Law)
Recitals
Article -3 Definitions
Article -2 Application
Article -1 Interpretation
Article 1 Data standards and formats for transaction reporting
Article 2 Meaning of transaction
Article 3 Meaning of execution of a transaction
Article 4 Transmission of an order
Article 5 Identification of the investment firm executing a transaction
Article 6 Designation to identify natural persons
Article 7 Details of the identity of the client and identifier and details for the decision maker
Article 8 Identification of person or computer algorithm responsible for the investment decision
Article 9 Identification of person or computer algorithm responsible for execution of a transaction
Article 10 Designation to identify an applicable waiver
Article 11 Designation to identify a short sale
Article 12 Reporting of an execution for a combination of financial instruments
Article 13 Conditions upon which legal entity identifiers are to be developed, attributed and maintained
Article 14 Reporting transactions executed by branches
Article 15 Methods and arrangements for reporting financial transactions
Article 16 Determination of the most relevant market in terms of liquidity
Article 17 Entry into force and application
Annex I
Annex II National client identifiers for natural persons to be used in transaction reports
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https://service.betterregulation.com/document/367938
Commission Delegated Regulation (EU) 2017/590 of 28 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities (RTS 22) (Assimilated Law)
Done at
Previous
Version status: | Document consolidation status:
Assimilated law updated to reflect all known changes
Version date: 31 December 2020 - onwards
Version 2 of 2
Done at
Done at Brussels, 28 July 2016.
For the Commission
The President
Jean-Claude JUNCKER
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