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Commission Delegated Regulation (EU) 2017/590 of 28 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities (RTS 22) (Assimilated Law)RecitalsArticle -3 DefinitionsArticle -2 ApplicationArticle -1 InterpretationArticle 1 Data standards and formats for transaction reportingArticle 2 Meaning of transactionArticle 3 Meaning of execution of a transactionArticle 4 Transmission of an orderArticle 5 Identification of the investment firm executing a transactionArticle 6 Designation to identify natural personsArticle 7 Details of the identity of the client and identifier and details for the decision makerArticle 8 Identification of person or computer algorithm responsible for the investment decisionArticle 9 Identification of person or computer algorithm responsible for execution of a transactionArticle 10 Designation to identify an applicable waiverArticle 11 Designation to identify a short saleArticle 12 Reporting of an execution for a combination of financial instrumentsArticle 13 Conditions upon which legal entity identifiers are to be developed, attributed and maintainedArticle 14 Reporting transactions executed by branchesArticle 15 Methods and arrangements for reporting financial transactionsArticle 16 Determination of the most relevant market in terms of liquidityArticle 17 Entry into force and applicationAnnex IAnnex II National client identifiers for natural persons to be used in transaction reportsDone at
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Version status: In force | Document consolidation status: Assimilated law updated to reflect all known changes
This version in force from: 31 December 2020

Article -2 Application

This Regulation applies to:

a MiFID investment firm (other than a collective portfolio management investment firm) and a UK RIE.

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