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Version status: In force | Document consolidation status: Assimilated law updated to reflect all known changes
This version in force from: 31 December 2020

Annex, Section B Non-banking-type ancillary services of CSDs that do not entail credit or liquidity risks

Services provided by CSDs that contribute to enhancing the safety, efficiency and transparency of the securities markets, which may include but are not restricted to:

1. Services related to the settlement service, such as:

(a) Organising a securities lending mechanism, as agent among participants of a securities settlement system;

(b) Providing collateral management services, as agent for participants in a securities settlement system;

(c) Settlement matching, instruction routing, trade confirmation, trade verification.

2. Services related to the notary and central maintenance services, such as:

(a) Services related to shareholders' registers;

(b) Supporting the processing of corporate actions, including tax, general meetings and information services;

(c) New issue services, including allocation and management of ISIN codes and similar codes;

(d) Instruction routing and processing, fee collection and processing and related reporting.