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Version status: In force | Document consolidation status: Assimilated law updated to reflect all known changes
Version date: 31 December 2020 - onwards
Version 2 of 2

Annex II Information to be Provided in the Application for Registration

1. Full name of the credit rating agency, address of the registered office within the United Kingdom

2. Name and contact details of a contact person and of the compliance officer

3. Legal status

4. Class of credit ratings for which the credit rating agency is applying to be registered

5. Ownership structure

6. Organisational structure and corporate governance

7. Financial resources to perform credit rating activities

8. Staffing of credit rating agency and its expertise

9. Information regarding subsidiaries of credit rating agency

10. Description of the procedures and methodologies used to issue and review credit ratings

11. Policies and procedures to identify, manage and disclose any conflicts of interests

12. Information regarding rating analysts

13. Compensation and performance evaluation arrangements