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Regulation 596/2014/EU - Market Abuse Regulation (UK MAR) (Assimilated Law)RecitalsChapter 1 General provisions (arts. 1-6)Article 1 Subject matterArticle 2 ScopeArticle 3 DefinitionsArticle 4 Notifications and list of financial instrumentsArticle 5 Exemption for buy-back programmes and stabilisationArticle 6 Exemption for monetary and public debt management activities and climate policy activitiesChapter 2 Inside information, insider dealing, unlawful disclosure of inside information and market manipulation (arts. 7-16)Article 7 Inside informationArticle 8 Insider dealingArticle 9 Legitimate behaviourArticle 10 Unlawful disclosure of inside informationArticle 11 Market soundingsArticle 12 Market manipulationArticle 13 Accepted market practicesArticle 14 Prohibition of insider dealing and of unlawful disclosure of inside informationArticle 15 Prohibition of market manipulationArticle 16 Prevention and detection of market abuseChapter 3 Disclosure requirements (arts. 17-21)Article 17 Public disclosure of inside informationArticle 18 Insider listsArticle 19 Managers' transactionsArticle 20 Investment recommendations and statisticsArticle 21 Disclosure or dissemination of information in the mediaChapter 4 Cooperation, professional secrecy and data protection (arts. 22-29)Article 22 Functions of the FCAArticle 23 Interaction with other provisionsArticle 24 Cooperation with ESMAArticle 25 Obligation to cooperateArticle 26 Cooperation with third countriesArticle 27 Professional secrecyArticle 28 Data protectionArticle 29 Disclosure of personal data to third countriesChapter 5 Administrative measures and sanctions (arts. 30-34)Article 30 Administrative sanctions and other administrative measuresArticle 31 Exercise of supervisory powers and imposition of sanctionsArticle 32 Reporting of infringementsArticle 33 Exchange of information with ESMAArticle 34 Publication of decisionsChapter 6 Regulations (arts. 35-36)Article 35 Regulations made by the TreasuryArticle 36 Committee procedureChapter 7 Final provisions (arts. 37-39)Article 37 Repeal of Directive 2003/6/EC and its implementing measuresArticle 38 ReportArticle 39 Entry into force and applicationAnnex IAnnex II Correlation tableDone at
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Version status: In force | Document consolidation status: Assimilated law updated to reflect all known changes
Version date: 22 April 2021 - onwards
Version 3 of 3

Article 2 Scope

1. This Regulation applies to the following:

(a) financial instruments admitted to trading on a UK regulated market, Gibraltar regulated market or an EU regulated market or for which a request for admission to trading on a UK regulated market, Gibraltar regulated market or an EU regulated market has been made;

(b) financial instruments traded on a UK MTF, Gibraltar MTF or an EU MTF, admitted to trading on a UK MTF, Gibraltar MTF or an EU MTF or for which a request for admission to trading on a UK MTF, Gibraltar MTF or an EU MTF has been made;

(c) financial instruments traded on a UK OTF, Gibraltar OTF or an EU OTF;

(d) financial instruments not covered by point (a), (b) or (c), the price or value of which depends on or has an effect on the price or value of a financial instrument referred to in those points, including, but not limited to, credit default swaps and contracts for difference.

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