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Version date: 22 April 2021
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Article 3 Definitions

1. For the purposes of this Regulation, the following definitions apply:

(1) "financial instrument" means those instruments specified in Part 1 of Schedule 2 to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 [S.I. 2001/544.], read with Part 2 of that Schedule;

(2) "investment firm" means an investment firm as defined in Article 2(1A) of the Markets in Financial Instruments Regulation;

(3) "credit institution" means a credit institution as defined in point (1) of Article 4(1) of Regulation (EU) No 575/2013 of the European Parliament and of the Council [Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (OJ L 176, 27.6.2013, p. 1)];

(4) "financial institution" means a financial institution as defined in - (a) Regulation (EU) No 575/2013 as that Regulation forms part of domestic law by virtue of section 3

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