|
|
Chapter 1 Introductory provision (reg. 3) |
|
|
Regulation 3 Amendments |
|
|
Chapter 2 Amendment of Chapter 1 of the Securitisation Regulation (general provisions) (regs. 4-6) |
|
|
Regulation 4 Article 2 (definitions) |
|
|
Regulation 5 Article 3 (selling of securitisations to retail clients) |
|
|
Regulation 6 Article 4 (requirements for securitisation special purpose entities) |
|
|
Chapter 3 Amendment of Chapter 2 of the Securitisation Regulation (provisions applicable to all securitisations) (regs. 7-11) |
|
|
Regulation 7 Article 5 (due-diligence requirements for institutional investors) |
|
|
Regulation 8 Article 6 (risk retention) |
|
|
Regulation 9 Article 7 (transparency requirements for originators, sponsors and SSPEs) |
|
|
Regulation 10 Article 8 (ban on resecuritisation) |
|
|
Regulation 11 Article 9 (criteria for credit-granting) |
|
|
Chapter 4 Amendment of Chapter 3 of the Securitisation Regulation (conditions and procedures for registration of a securitisation repository) (regs. 12-17) |
|
|
Regulation 12 Article 10 (registration of a securitisation repository) |
|
|
Regulation 13 Article 11 (notification and consultation with competent authorities prior to registration or extension of registration) |
|
|
Regulation 14 Article 12 (examination of the application) |
|
|
Regulation 15 Articles 13 to 15 (notification of ESMA decisions relating to registration or extension of registration, powers of ESMA and withdrawal of registration) |
|
|
Regulation 16 Article 16 (supervisory fees) |
|
|
Regulation 17 Article 17 (availability of data held in a securitisation repository) |
|
|
Chapter 5 Amendment of Chapter 4 of the Securitisation Regulation (simple, transparent and standardised securitisation) (regs. 18-25) |
|
|
Regulation 18 (use of the designation 'simple, transparent and standardised securitisation') |
|
|
Regulation 19 Article 19 (simple, transparent and standardised securitisation) |
|
|
Regulation 20 Article 20 (requirements relating to simplicity) |
|
|
Regulation 21 Article 23 (simple, transparent and standardised ABCP securitisation) |
|
|
Regulation 22 Article 24 (transaction-level requirements) |
|
|
Regulation 23 Article 25 (sponsor of an ABCP programme) |
|
|
Regulation 24 Article 27 (STS notification requirements) |
|
|
Regulation 25 Article 28 (third party verifying STS compliance) |
|
|
Chapter 6 Amendment of Chapter 5 of the Securitisation Regulation (supervision) (regs. 26-28) |
|
|
Regulation 26 Article 29 (designation of competent authorities) |
|
|
Regulation 27 Article 30 (powers of the competent authorities) |
|
|
Regulation 28 Articles 31 to 37 |
|
|
Chapter 7 Amendment of Chapter 6 of the Securitisation Regulation (amendments) (regs. 29-34) |
|
|
Regulation 29 Articles 38, 39 and 41 |
|
|
Regulation 30 Article 43 (transitional provisions) |
|
|
Regulation 31 Articles 44 and 45 |
|
|
Regulation 32 Article 46 (review) |
|
|
Regulation 33 Article 47 (exercise of the delegation) |
|
|
Regulation 34 Final provision |
