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Securitisation (Amendment) (EU Exit) Regulations 2019 [SI 2019 No. 660]Introductory TextPart 1 General (regs. 1-2)Regulation 1 Citation and commencementRegulation 2 InterpretationPart 2 Amendment of the Securitisation Regulation (regs. 3-34)Chapter 1 Introductory provision (reg. 3)Regulation 3 AmendmentsChapter 2 Amendment of Chapter 1 of the Securitisation Regulation (general provisions) (regs. 4-6)Regulation 4 Article 2 (definitions)Regulation 5 Article 3 (selling of securitisations to retail clients)Regulation 6 Article 4 (requirements for securitisation special purpose entities)Chapter 3 Amendment of Chapter 2 of the Securitisation Regulation (provisions applicable to all securitisations) (regs. 7-11)Regulation 7 Article 5 (due-diligence requirements for institutional investors)Regulation 8 Article 6 (risk retention)Regulation 9 Article 7 (transparency requirements for originators, sponsors and SSPEs)Regulation 10 Article 8 (ban on resecuritisation)Regulation 11 Article 9 (criteria for credit-granting)Chapter 4 Amendment of Chapter 3 of the Securitisation Regulation (conditions and procedures for registration of a securitisation repository) (regs. 12-17)Regulation 12 Article 10 (registration of a securitisation repository)Regulation 13 Article 11 (notification and consultation with competent authorities prior to registration or extension of registration)Regulation 14 Article 12 (examination of the application)Regulation 15 Articles 13 to 15 (notification of ESMA decisions relating to registration or extension of registration, powers of ESMA and withdrawal of registration)Regulation 16 Article 16 (supervisory fees)Regulation 17 Article 17 (availability of data held in a securitisation repository)Chapter 5 Amendment of Chapter 4 of the Securitisation Regulation (simple, transparent and standardised securitisation) (regs. 18-25)Regulation 18 (use of the designation 'simple, transparent and standardised securitisation')Regulation 19 Article 19 (simple, transparent and standardised securitisation)Regulation 20 Article 20 (requirements relating to simplicity)Regulation 21 Article 23 (simple, transparent and standardised ABCP securitisation)Regulation 22 Article 24 (transaction-level requirements)Regulation 23 Article 25 (sponsor of an ABCP programme)Regulation 24 Article 27 (STS notification requirements)Regulation 25 Article 28 (third party verifying STS compliance)Chapter 6 Amendment of Chapter 5 of the Securitisation Regulation (supervision) (regs. 26-28)Regulation 26 Article 29 (designation of competent authorities)Regulation 27 Article 30 (powers of the competent authorities)Regulation 28 Articles 31 to 37Chapter 7 Amendment of Chapter 6 of the Securitisation Regulation (amendments) (regs. 29-34)Regulation 29 Articles 38, 39 and 41Regulation 30 Article 43 (transitional provisions)Regulation 31 Articles 44 and 45Regulation 32 Article 46 (review)Regulation 33 Article 47 (exercise of the delegation)Regulation 34 Final provisionPart 3 Amendment of the CRA Regulation (reg. 35)Regulation 35 Article 3 (definitions)Part 4 Amendment of the EMIR Regulation (regs. 36-38)Regulation 36 Article 2 (definitions)Regulation 37 Article 4 (clearing obligation)Regulation 38 Article 11 (risk-mitigation techniques for OTC derivative contracts not cleared by a CCP)Part 5 Amendment of the Capital Requirements Regulation (regs. 39-54)Chapter 1 Introductory provision (reg. 39)Regulation 39 AmendmentsChapter 2 Amendment of Chapter 5 of Title 2 of Part 3 of the Capital Requirements Regulation (regs. 40-52)Regulation 40 Chapter 5 (securitisation)Regulation 41 References to the competent authoritiesRegulation 42 Article 242 (definitions for Chapter 5)Regulation 43 Article 244Regulation 44 Article 245Regulation 45 Article 248Regulation 46 Article 250 (implicit support)Regulation 47 Article 254Regulation 48 Article 255 (determination of KIRB and KSA)Regulation 49 Article 257 (determination of tranche maturity (MT))Regulation 50 Article 270 (senior positions in SME securitisations)Regulation 51 Article 270aRegulation 52 Article 270e (securitisation mapping)Chapter 3 Amendment of other Articles of the Capital Requirements Regulation (regs. 53-54)Regulation 53 Article 337 (own funds requirement for securitisation instruments)Regulation 54 Article 519a (reporting and review)Part 6 Amendment of the Liquidity Commission Delegated Regulation (reg. 55)Regulation 55 Article 13 of the Liquidity Commission Delegated Regulation (level 2B securitisations)Part 7 Amendment of the CRR amending regulation (reg. 56)Regulation 56Part 8 Amendment of subordinate legislation (regs. 57-58)Regulation 57 The Financial Services and Markets Act (Regulated Activities) Order 2001Regulation 58 Amendment of the Securitisation Regulations 2018SignatureExplanatory NoteExplanatory MemorandumImpact Assesssment
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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 29 August 2023 - onwards
Version 3 of 3

Regulation 6 Article 4 (requirements for securitisation special purpose entities)

Revoked from 29 August 2023

[deleted]

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