Regulation 2017/1129/EU - Prospectus Regulation (Assimilated Law)

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Version status: In force | Document consolidation status: Assimilated law updated to reflect all known changes

Published date: Pre-IP completion day

Consolidation Status: Assimilated law updated to reflect all known changes

To be revoked by s. 1 and Sch. 1 Pt 1 to the Financial Services and Markets Act 2023 (c. 29) (FSMA 2023), Sch. 1 Pt 1 not yet fully commenced.

Comparing proposed amendment...


	Recitals
	Chapter I General provisions (arts. 1-5)
In force	Article 1 Subject matter, scope and exemptions
In force	Article 2 Definitions
In force	Article 3 Obligation to publish a prospectus and exemption
In force	Article 4 Voluntary prospectus
In force	Article 5 Subsequent resale of securities
	Chapter II Drawing up of the prospectus (arts. 6-12)
In force	Article 6 The prospectus
In force	Article 7 The prospectus summary
In force	Article 8 The base prospectus
In force	Article 9 The universal registration document
In force	Article 10 Prospectuses consisting of separate documents
Omitted	Article 11 Responsibility attaching to the prospectus
In force	Article 12 Validity of a prospectus, registration document and universal registration document
	Chapter III The content and format of the prospectus (arts. 13-19)
In force	Article 13 Minimum information and format
In force	Article 14 Simplified disclosure regime for secondary issuances
In force	Article 15 UK Growth prospectus
In force	Article 16 Risk factors
In force	Article 17 Final offer price and amount of securities
In force	Article 18 Omission of information
In force	Article 19 Incorporation by reference
	Chapter IV Arrangements for approval and publication of the prospectus (arts. 20-23)
In force	Article 20 Scrutiny and approval of the prospectus
In force	Article 21 Publication of the prospectus
In force	Article 22 Advertisements
In force	Article 23 Supplements to the prospectus
	Chapter V Cross-border offers and admissions to trading on a regulated market and use of languages (arts. 24-27)
Omitted	Article 24 Union scope of approvals of prospectuses
Omitted	Article 25 Notification of prospectuses and supplements and communication of final terms
Omitted	Article 26 Notification of registration documents or universal registration documents
Omitted	Article 27 Use of language
	Chapter VI Specific rules in relation to issuers established in third countries (arts. 28-30)
In force	Article 28 Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with this Regulation
In force	Article 29 Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with the laws of a third country
In force	Article 30 Cooperation with third countries
	Chapter VII The competent authority (arts. 31-37)
Omitted	Article 31 Competent authorities
In force	Article 32 Powers of the competent authority
Omitted	Article 33 Cooperation between competent authorities
Omitted	Article 34 Cooperation with ESMA
In force	Article 35 Professional secrecy
In force	Article 36 Data protection
Omitted	Article 37 Precautionary measures
	Chapter VIII Administrative sanctions and other administrative measures (arts. 38-43)
Omitted	Article 38 Administrative sanctions and other administrative measures
Omitted	Article 39 Exercise of supervisory powers and powers to impose sanctions
Omitted	Article 40 Right of appeal
Omitted	Article 41 Reporting of infringements
In force	Article 42 Publication of decisions
Omitted	Article 43 Reporting sanctions to ESMA
	Chapter IX Treasury regulations (arts. 44-45a)
Omitted	Article 44 Exercise of the delegation
Omitted	Article 45 Committee procedure
In force	Article 45a Treasury regulations
	Chapter X Final provisions (arts. 46-49)
In force	Article 46 Repeal
Omitted	Article 47 ESMA report on prospectuses
Omitted	Article 48 Review
In force	Article 49 Entry into force and application
In force	Annex I Prospectus
In force	Annex II Registration document
In force	Annex III Securities note
In force	Annex IV Registration document for the UK Growth prospectus
In force	Annex V Securities note for the UK Growth prospectus
In force	Annex VI
	Done at

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