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Regulation 7 Interpretation of Part |
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Regulation 8 Functions of the FCA |
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Regulation 9 Notice of inability or failure to comply with a relevant requirement |
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Regulation 10 Complaints |
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Regulation 11 Public censure |
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Regulation 12 Financial penalties |
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Regulation 13 Warning notice |
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Regulation 14 Decision notice |
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Regulation 15 Matters to which FCA must have regard in relation to imposition of penalties |
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Regulation 16 Statement of policy on imposition of penalties |
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Regulation 17 Statement of policy on imposition of penalties: procedure |
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Regulation 18 Misleading the FCA |
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Regulation 19 Restriction on penalties |
