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Version date: 31 March 2021 - onwards
Version 2 of 2

TR Question 51: Reporting obligation [last update 31 March 2021]

Article 9(1) of EMIR

(a) When can counterparties start notifying the national competent authorities (NCAs) of their intention to apply the reporting exemption in accordance with Article 9(1) EMIR, as amended by Regulation 2019/834?

(b) On which day does the three-month period referred to in Article 9(1) EMIR, as amended by Regulation 2019/834, start?

(c) From and until when is the reporting exemption valid in accordance with Article 9(1) EMIR, as amended by Regulation 2019/834?

(d) Do the counterparties need to report during the three-month period?

(e) According to Article 9(1)(c) EMIR, as amended by Regulation 2019/834, the parent undertaking should not be a financial counterparty. How should the reference to "parent undertaking" be understood?

(f) Can the parent undertaking provide the notification for the group?