Date-stamp loading
Version date: 15 July 2024 - onwards
  Version 8 of 8    

8.3. Audit trail

8301 RECORDING OF ORDER DETAILS

8301/1 A Member shall ensure that each order received from a Client is recorded and time-stamped immediately by a process other than handwriting. The order record must be time-stamped again on execution and also at the time of any amendment or cancellation of the order by the Client.

8301/2 Order records may be maintained on order slips or by electronic means or by any other means specified by the Relevant Euronext Market Undertaking, providing that any such method of recording complies with the requirements of this Rule 8301.

8301/3 Order records must contain the orders data listed in the annex of the Delegated Regulation (EU) 2017/580 and any additional information required by the Relevant Euronext Market Undertaking.

8301/4 All order records, of whatever kind, must be:

(i) robust, secure and not prone to alteration;

(ii) made available:

(iii) immediately on the day of the transaction; and

(iv) within a reasonable period of time thereafter, where requi

Comparing proposed amendment...