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Version status: In force | Document consolidation status: No known changes
Version date: 10 January 2020 - onwards
  Version 2 of 2    

Regulation 7 Amendment of Part 6: supervision and registration

(1) In regulation 46 (duties of supervisory authorities) -

(a) in paragraph (1), for "securing compliance" to the end substitute -

"-

(a) securing compliance by such persons with the requirements of these Regulations; and

(b) securing that any application for which the supervisory authority grants approval under regulation 26 meets the requirements of regulation 26(7), whether or not the person making the application, or being approved, is a relevant person.";

(b) in paragraph (2)(e), after "report" insert "actual or potential";

(c) after paragraph (2)(e) insert -

"(f) provide one or more secure communication channels for persons to report actual or potential breaches of these Regulations to it;

(g) take reasonable measures to ensure that the identity of the reporting person is known only to the supervisory authority.".

(2) After regulation 46 insert -

"46A. Annual reports by self-regulatory organisations

 A self-regulatory organisation must publish or make arrangements to publish an

Comparing proposed amendment...