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Version date: 29 October 2021 - onwards

5. The identification process (paras. 98-122)

98. It is the responsibility of institutions to identify the members of staff whose professional activities have a material impact on the institution's risk profile. All institutions should conduct annually a self-assessment in order to identify all staff whose professional activities have or may have a material impact on the institution's risk profile. The identification process should be part of the overall remuneration policy of the institution.

99. The self-assessment should be based on the qualitative and quantitative criteria set out in Article 92(3) of Directive 2013/36/EU, the RTS on identified staff and where needed to ensure the complete identification of all staff whose professional activities have a material impact on the institution's risk profile, additional criteria set forth by the institution that reflect the levels of risk of different activities within the institution and the impact of staff members on the risk profile.

100. When applying quantitative criteria bas

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