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3. Draft regulatory technical standards

Brussels, XXX

[...](2021) XXX draft

 

COMMISSION DELEGATED REGULATION (EU) .../...

of XXX

supplementing Regulation (EU) No 1093/2010 of the European Parliament and of the Council with regard to regulatory technical standards setting up an AML/CFT central database and specifying the materiality of weaknesses, the type of information collected, the practical implementation of the information collection and the analysis and dissemination of the information contained therein

Explanatory Memorandum

1. CONTEXT OF THE DELEGATED ACT

Article 9a(1) subparagraph 3 and 9a(3) subparagraph 3 of Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC empowers the Commission to adopt, following submission of draft standards by the European Banking Authority (EBA), and in accordance with Articles 10 to 14 of Reg

Comparing proposed amendment...
Recitals
Article 1 Subject matter
Article 2 Scope
Article 3 Definitions
Article 4 Weaknesses and corresponding situations where weaknesses may occur
Article 5 Materiality of a weakness
Article 6 Type of information - general
Article 7 Type of information to be submitted for the material weakness
Article 8 Type of information transmitted in relation to measures taken in response to material weaknesses
Article 9 Timelines and obligation to provide updates
Article 10 Analysis of the information received by the EBA under this Regulation
Article 11 Making information available
Article 12 Articulation with other notifications
Article 13 Practical implementation of the information collection
Article 14 Confidentiality
Article 15 Data protection
Entry into force
Done at
Annexes
Annex I Corresponding situations
Annex 2 Information on natural persons
Annex 3 ML/TF risk profile