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Commission Delegated Regulation (EU) No 150/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards specifying the details of the application for registration as a trade repository (Text with EEA relevance)RecitalsChapter 1 Registration (arts. 1-23a)Section 1 General (arts. 1-2)Article 1 Identification, legal status and class of derivativesArticle 2 Policies and proceduresSection 2 Ownership (arts. 3-4)Article 3 Ownership of the trade repositoryArticle 4 Ownership chartSection 3 Organisational structure, governance and compliance (arts. 5-9)Article 5 Organisational chartArticle 6 Corporate governanceArticle 7 Internal controlArticle 8 Regulatory complianceArticle 9 Senior management and members of the BoardSection 4 Staffing and remuneration (arts. 10-11)Article 10 Staffing policies and proceduresArticle 11 Fitness and propernessSection 5 Financial resources for the performance of the trade repository (art. 12)Article 12 Financial reports and business plansSection 6 Conflicts of interest (arts. 13-15)Article 13 Management of conflicts of interestArticle 14 ConfidentialityArticle 15 Inventory and mitigation of conflicts of interestSection 7 Resources and procedures (arts. 16-17)Article 16 Information Technology resources and outsourcingArticle 17 Ancillary servicesSection 8 Access rules (arts. 18-20)Article 18 Transparency of access rulesArticle 19 Verification of completeness and correctness of dataArticle 20 Pricing policy transparencySection 9 Operational reliability (art. 21)Article 21 Operational riskSection 10 Recordkeeping (art. 22)Article 22 Recordkeeping policySection 11 Data availability (arts. 23-23a)Article 23 Data availability mechanismsArticle 23a Direct and immediate access to data by authoritiesChapter 2 Extension of regitration (art. 23b)Article 23b Extension of registrationChapter 3 Fees and verification (arts. 23c-25)Article 23c Payment of feesArticle 24 Verification of the accuracy and completeness of the applicationArticle 25 Entry into forceDone at
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Version status: Inserted | Document consolidation status: Updated to reflect all known changes
Version date: 27 October 2022 - onwards

Article 23b Extension of registration

The application for an extension of an existing registration under Regulation (EU) 2015/2365 of the European Parliament and of the Council [Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012 (OJ L 337, 23.12.2015, p. 1).] shall contain the information specified in Article 1, except paragraph 2, point (k), Articles 2 and 5, Article 7, except paragraph 2, point (d), Article 8(b), Article 9(1), points (b) and (e), Article 11, Article 12(2), Article 13, Article 14(2), Article 15, Article 16, except point (c), Articles 17 to 23a and Article 23c.

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