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Regulation 2015/2365/EU - Securities Financing Transactions Regulation (SFTR)RecitalsChapter I Subject Matter, Scope and Definitions (arts. 1-3)Article 1 Subject matterArticle 2 ScopeArticle 3 DefinitionsChapter II Transparency of SFTs (art. 4)Article 4 Reporting obligation and safeguarding in respect of SFTsChapter III Registration and supervision of a trade repository (arts. 5-12)Article 5 Registration of a trade repositoryArticle 6 Notification of and consultation with competent authorities prior to registration or extension of registrationArticle 7 Examination of the applicationArticle 8 Notification of ESMA decisions relating to registration or extension of registrationArticle 9 Powers of ESMAArticle 10 Withdrawal of registrationArticle 11 Supervisory feesArticle 12 Transparency and availability of data held in a trade repositoryChapter IV Transparency towards investors (arts. 13-14)Article 13 Transparency of collective investment undertakings in periodical reportsArticle 14 Transparency of collective investment undertakings in pre-contractual documentsChapter V Transparency of reuse (art. 15)Article 15 Reuse of financial instruments received under a collateral arrangementChapter VI Supervision and competent authorities (arts. 16-18)Article 16 Designation and powers of competent authoritiesArticle 17 Cooperation between competent authoritiesArticle 18 Professional secrecyChapter VII Relationship with third countries (19-21)Article 19 Equivalence and recognition of trade repositoriesArticle 20 Indirect access to data between authoritiesArticle 21 Equivalence of reportingChapter VIII Administrative sanctions and other administrative measures (arts. 22-28)Article 22 Administrative sanctions and other administrative measuresArticle 23 Determination of administrative sanctions and other administrative measuresArticle 24 Reporting of infringementsArticle 25 Exchange of information with ESMAArticle 26 Publication of decisionsArticle 27 Right of appealArticle 28 Sanctions and other measures for the purpose of Articles 13 and 14Chapter IX Review (art. 29)Article 29 Reports and reviewChapter X Final provisions (arts. 30-33)Article 30 Exercise of delegated powersArticle 31 Committee procedureArticle 32 Amendments to Regulation (EU) No 648/2012Article 32a Accessibility of information on the European single access pointArticle 33 Entry into force and applicationAnnexDone at
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Version status: Applicable, Entered into force | Document consolidation status: Updated to reflect all known changes
Published date: 23 December 2015

Regulation 2015/2365/EU - Securities Financing Transactions Regulation (SFTR)

 ESMA Public statement
Impact of COVID-19 on the EU financial markets – ESMA has delayed the reporting obligations related to securities financing transactions under the Securities Financing Transactions Regulation and under Markets in Financial Instruments Regulation (ESMA80-191-995)
Recitals
Chapter I Subject Matter, Scope and Definitions (arts. 1-3)
Article 1 Subject matter
Article 2 Scope
Article 3 Definitions
Chapter II Transparency of SFTs (art. 4)
Article 4 Reporting obligation and safeguarding in respect of SFTs
Chapter III Registration and supervision of a trade repository (arts. 5-12)
Article 5 Registration of a trade repository
Article 6 Notification of and consultation with competent authorities prior to registration or extension of registration
Article 7 Examination of the application
Article 8 Notification of ESMA decisions relating to registration or extension of registration
Article 9 Powers of ESMA
Article 10 Withdrawal of registration
Article 11 Supervisory fees
Article 12 Transparency and availability of data held in a trade repository
Chapter IV Transparency towards investors (arts. 13-14)
Article 13 Transparency of collective investment undertakings in periodical reports
Article 14 Transparency of collective investment undertakings in pre-contractual documents
Chapter V Transparency of reuse (art. 15)
Article 15 Reuse of financial instruments received under a collateral arrangement
Chapter VI Supervision and competent authorities (arts. 16-18)
Article 16 Designation and powers of competent authorities
Article 17 Cooperation between competent authorities
Article 18 Professional secrecy
Chapter VII Relationship with third countries (19-21)
Article 19 Equivalence and recognition of trade repositories
Article 20 Indirect access to data between authorities
Article 21 Equivalence of reporting
Chapter VIII Administrative sanctions and other administrative measures (arts. 22-28)
Article 22 Administrative sanctions and other administrative measures
Article 23 Determination of administrative sanctions and other administrative measures
Article 24 Reporting of infringements
Article 25 Exchange of information with ESMA
Article 26 Publication of decisions
Article 27 Right of appeal
Article 28 Sanctions and other measures for the purpose of Articles 13 and 14
Chapter IX Review (art. 29)
Article 29 Reports and review
Chapter X Final provisions (arts. 30-33)
Article 30 Exercise of delegated powers
Article 31 Committee procedure
Article 32 Amendments to Regulation (EU) No 648/2012
Article 32a Accessibility of information on the European single access point
Article 33 Entry into force and application
Annex
Done at
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