Version status: Applicable, Entered into force | Document consolidation status: No known changes
Published date: 23 December 2015
    Version 1 of 1    

Regulation 2015/2365/EU - Securities Financing Transactions Regulation (SFTR)

Recitals
Chapter I Subject Matter, Scope and Definitions (arts. 1-3)
ApplicableEntered into force
Article 1 Subject matter
Amended
Article 2 Scope
Entered into forceApplicable
Article 3 Definitions
Chapter II Transparency of SFTs (art. 4)
ApplicableEntered into force
Article 4 Reporting obligation and safeguarding in respect of SFTs
Chapter III Registration and supervision of a trade repository (arts. 5-12)
ApplicableEntered into force
Article 5 Registration of a trade repository
ApplicableEntered into force
Article 6 Notification of and consultation with competent authorities prior to registration or extension of registration
ApplicableEntered into force
Article 7 Examination of the application
ApplicableEntered into force
Article 8 Notification of ESMA decisions relating to registration or extension of registration
ApplicableEntered into force
Article 9 Powers of ESMA
ApplicableEntered into force
Article 10 Withdrawal of registration
Article 11 Supervisory fees
ApplicableEntered into force
Article 12 Transparency and availability of data held in a trade repository
Chapter IV Transparency towards investors (arts. 13-14)
Applicable
Article 13 Transparency of collective investment undertakings in periodical reports
Applicable
Article 14 Transparency of collective investment undertakings in pre-contractual documents
Chapter V Transparency of reuse (art. 15)
Applicable
Article 15 Reuse of financial instruments received under a collateral arrangement
Chapter VI Supervision and competent authorities (arts. 16-18)
ApplicableEntered into force
Article 16 Designation and powers of competent authorities
ApplicableEntered into force
Article 17 Cooperation between competent authorities
ApplicableEntered into force
Article 18 Professional secrecy
Chapter VII Relationship with third countries (19-21)
ApplicableEntered into force
Article 19 Equivalence and recognition of trade repositories
ApplicableEntered into force
Article 20 Indirect access to data between authorities
ApplicableEntered into force
Article 21 Equivalence of reporting
Chapter VIII Administrative sanctions and other administrative measures (arts. 22-28)
Entered into forceApplicable
Article 22 Administrative sanctions and other administrative measures
Entered into forceApplicable
Article 23 Determination of administrative sanctions and other administrative measures
Entered into forceApplicable
Article 24 Reporting of infringements
ApplicableEntered into force
Article 25 Exchange of information with ESMA
ApplicableEntered into force
Article 26 Publication of decisions
ApplicableEntered into force
Article 27 Right of appeal
ApplicableEntered into force
Article 28 Sanctions and other measures for the purpose of Articles 13 and 14
Chapter IX Review (art. 29)
ApplicableEntered into force
Article 29 Reports and review
Chapter X Final provisions (arts. 30-33)
Article 30 Exercise of delegated powers
Article 31 Committee procedure
Article 32 Amendments to Regulation (EU) No 648/2012
ApplicableEntered into force
Article 33 Entry into force and application
ApplicableEntered into force
Annex
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