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Version status: Amended | Document consolidation status: Updated to reflect all known changes
Version date: 23 March 2019 - onwards
  Version 3 of 3    

Article 2 Scope

1. This Regulation applies to:

(a) a counterparty to an SFT that is established:

(i) in the Union, including all its branches irrespective of where they are located;

(ii) in a third country, if the SFT is concluded in the course of the operations of a branch in the Union of that counterparty;

(b) management companies of undertakings for collective investment in transferable securities (UCITS) and UCITS investment companies in accordance with Directive 2009/65/EC;

(c) managers of alternative investment funds (AIFMs) authorised in accordance with Directive 2011/61/EU;

(d) a counterparty engaging in reuse that is established:

(i) in the Union, including all its branches irrespective of where they are located;

(ii) in a third country, where either:

 - the reuse is effected in the course of the operations of a branch in the Union of that counterparty, or

 - the reuse concerns financial instruments provided under a collateral arrangement by a counterparty established in the Union or a bran