Directive 2009/65/EC - Undertakings for Collective Investment in Transferable Securities IV (recast) (UCITS IV)

Version status: Applicable | Document consolidation status: Updated to reflect all known changes

Published date: 17 November 2009

Directive 2009/65/EC - Undertakings for Collective Investment in Transferable Securities IV (recast) (UCITS IV)

	Recitals
	Chapter I Subject matter, scope and definitions (arts. 1-4)
	Article 1
	Article 2
	Article 3
	Article 4
	Chapter II Authorisation of UCITS (art. 5)
	Article 5
	Chapter III Obligations regarding management companies (arts. 6-21)
	Section 1 Conditions for taking up business (arts. 6-8)
	Article 6
	Article 7
	Article 8
	Section 2 Relations with third countries (art. 9)
	Article 9
	Section 3 Operating conditions (arts. 10-15)
	Article 10
	Article 11
	Article 12
	Article 13
	⚠ Article 14
	Article 14a
	Article 14b
	Article 15
	Section 4 Freedom of establishment and freedom to provide services (arts. 16-21)
	Article 16
	Article 17
	Article 18
	Article 18a
	Article 19
	Article 20
	⚠ Draft Article 20a
	Article 20a
	Article 20b
	Article 21
	Chapter IV Obligations regarding the depositary (arts. 22-26b)
	Article 22
	Article 22a
	Article 23
	Article 24
	Article 25
	Article 26
	Article 26a
	Article 26b
	Chapter V Obligations regarding investment companies (arts. 27-36)
	Section 1 Conditions for taking up business (arts. 27-29)
	Article 27
	Article 28
	Article 29
	Section 2 Operating conditions (arts. 30-31)
	⚠ Article 30
	Article 31
	Section 3 Obligations regarding the depositary (arts. 32-36)
	Article 32
	Article 33
	Article 34
	Article 35
	Article 36
	Chapter VI Mergers of UCITS (arts. 37-48)
	Section 1 Principle, authorisation and approval (arts. 37-40)
	Article 37
	Article 38
	Article 39
	Article 40
	Section 2 Third-party control, information of unit-holders and other rights of unit-holders (arts. 41-45)
	Article 41
	Article 42
	Article 43
	Article 44
	Article 45
	Section 3 Costs and entry into effect (arts. 46-48)
	Article 46
	Article 47
	Article 48
	Chapter VII Obligations concerning the investment policies of UCITS (arts. 49-57)
	Article 49
	Article 50
	Article 50a
	Article 51
	Article 52
	Article 53
	Article 54
	Article 55
	Article 56
	Article 57
	Chapter VIII Master-feeder structures (arts. 58-67)
	Section 1 Scope and approval (arts. 58-59)
	Article 58
	Article 59
	Section 2 Common provisions for feeder and master UCITS (art. 60)
	Article 60
	Section 3 Depositaries and auditors (arts. 61-62)
	Article 61
	Article 62
	Section 4 Compulsory information and marketing communications by the feeder UCITS (art. 63)
	Article 63
	Section 5 Conversion of existing UCITS into feeder UCITS and change of master UCITS (art. 64)
	Article 64
	Section 6 Obligations and competent authorities (arts. 65-67)
	Article 65
	Article 66
	Article 67
	Chapter IX Obligations concerning information to be provided to investors (arts. 68-82a)
	Section 1 Publication of a prospectus and periodical reports (arts. 68-75)
	Article 68
	Article 69
	Article 70
	Article 71
	Article 72
	Article 73
	Article 74
	Article 75
	Section 2 Publication of other information (arts. 76-77)
	Article 76
	Article 77
	Section 3 Key investor information (arts. 78-82a)
	Article 78
	Article 79
	Article 80
	Article 81
	Article 82
	Article 82a
	Section IV Accessibility of information in the European single access point (art. 82a)
	Article 82a
	Chapter X General obligations of UCITS (arts. 83-90)
	Article 83
	Article 84
	Article 85
	Article 86
	Article 87
	Article 88
	Article 89
	⚠ Article 90
	Chapter XI Special provisions applicable to UCITS which market their units in Member States other than those in which they are established (arts. 91-96)
	Article 91
	Article 92
	Article 93
	Article 93a
	Article 94
	Article 95
	Article 96
	Chapter XII Provisions concerning the authorities responsible for authorisation and supervision (arts. 97-110 and draft art. 110a)
	Article 97
	⚠ Article 98
	⚠ Article 99
	Article 99a
	Article 99b
	Article 99c
	Article 99d
	Article 99e
	Article 100
	Article 101
	Article 102
	Article 103
	Article 104
	Article 104a
	Article 105
	Article 106
	Article 107
	Article 108
	Article 109
	Article 110
	Article 110a
	Chapter XIII Delegated Acts and Powers of Execution (arts. 111-112b)
	Article 111
	Article 112
	⚠ Article 112a Revocation of the delegation
	Article 112b Objections to delegated acts
	Chapter XIV Derogations, transitional and final provisions (arts. 113-119)
	Section 1 Derogations (arts. 113-114)
	Article 113
	Article 114
	Section 2 Transitional and final provisions (arts. 115-119)
	Article 115
	Article 116
	Article 117
	Article 118
	Article 119
	Annex I
	Annex II
	Annex IIA Liquidity management tools available to UCITS
	Annex III
	Annex III Part A Repealed Directive with list of its successive amendments (referred to in Article 117)
	Annex III Part B List of time limits for transposition into national law and application (referred to in Article 117)
	Annex IV Correlation table
	Done at