Version status: Applicable | Document consolidation status: Updated to reflect all known changes
Published date: 17 November 2009
    Version 1 of 1    

Directive 2009/65/EC - Undertakings for Collective Investment in Transferable Securities IV (recast) (UCITS IV)

Recitals
Chapter I Subject matter, scope and definitions (arts. 1-4)
Applicable
Article 1
Amended
Article 2
Applicable
Article 3
Entered into force
Article 4
Chapter II Authorisation of UCITS (art. 5)
Applicable
Article 5
Chapter III Obligations regarding management companies (arts. 6-21)
Section 1 Conditions for taking up business (arts. 6-8)
Applicable
Article 6
Applicable
Article 7
Applicable
Article 8
Section 2 Relations with third countries (art. 9)
Applicable
Article 9
Section 3 Operating conditions (arts. 10-15)
Applicable
Article 10
Applicable
Article 11
Amended
Article 12
Applicable
Article 13
Amended
Article 14
Inserted
Article 14a
Amended
Article 14b
Entered into force
Article 15
Section 4 Freedom of establishment and freedom to provide services (arts. 16-21)
Applicable
Article 16
Applicable
Article 17
Applicable
Article 18
Entered into force
Article 19
Amended
Article 20
Applicable
Article 21
Chapter IV Obligations regarding the depositary (arts. 22-26)
Amended
Article 22
Inserted
Article 22a
Amended
Article 23
Amended
Article 24
Amended
Article 25
Amended
Article 26
Inserted
Article 26a
Inserted
Article 26b
Chapter V Obligations regarding investment companies (arts. 27-36)
Section 1 Conditions for taking up business (arts. 27-29)
Applicable
Article 27
Applicable
Article 28
Applicable
Article 29
Section 2 Operating conditions (arts. 30-31)
Amended
Article 30
Applicable
Article 31
Section 3 Obligations regarding the depositary (arts. 32-36)
Deleted
Article 32
Deleted
Article 33
Deleted
Article 34
Deleted
Article 35
Deleted
Article 36
Chapter VI Mergers of UCITS (arts. 37-48)
Section 1 Principle, authorisation and approval (arts. 37-40)
Entered into force
Article 37
Entered into force
Article 38
Entered into force
Article 39
Entered into force
Article 40
Section 2 Third-party control, information of unit-holders and other rights of unit-holders (arts. 41-45)
Entered into force
Article 41
Entered into force
Article 42
Amended
Article 43
Entered into force
Article 44
Entered into force
Article 45
Section 3 Costs and entry into effect (arts. 46-48)
Entered into force
Article 46
Entered into force
Article 47
Entered into force
Article 48
Chapter VII Obligations concerning the investment policies of UCITS (arts. 49-57)
Entered into force
Article 49
Applicable
Article 50
Amended
Article 50a
Amended
Article 51
Amended
Article 52
Applicable
Article 53
Applicable
Article 54
Applicable
Article 55
Applicable
Article 56
Applicable
Article 57
Chapter VIII Master-feeder structures (arts. 58-67)
Section 1 Scope and approval (arts. 58-59)
Entered into force
Article 58
Entered into force
Article 59
Section 2 Common provisions for feeder and master UCITS (art. 60)
Amended
Article 60
Section 3 Depositaries and auditors (arts. 61-62)
Amended
Article 61
Amended
Article 62
Section 4 Compulsory information and marketing communications by the feeder UCITS (art. 63)
Entered into force
Article 63
Section 5 Conversion of existing UCITS into feeder UCITS and change of master UCITS (art. 64)
Amended
Article 64
Section 6 Obligations and competent authorities (arts. 65-67)
Entered into force
Article 65
Entered into force
Article 66
Entered into force
Article 67
Chapter IX Obligations concerning information to be provided to investors (arts. 68-82)
Section 1 Publication of a prospectus and periodical reports (arts. 68-75)
Applicable
Article 68
Amended
Article 69
Applicable
Article 70
Entered into force
Article 71
Entered into force
Article 72
Applicable
Article 73
Entered into force
Article 74
Amended
Article 75
Section 2 Publication of other information (arts. 76-77)
Applicable
Article 76
Entered into force
Article 77
Section 3 Key investor information (arts. 78-82)
Amended
Article 78
Entered into force
Article 79
Entered into force
Article 80
Amended
Article 81
Entered into force
Article 82
Chapter X General obligations of UCITS (arts. 83-90)
Applicable
Article 83
Applicable
Article 84
Applicable
Article 85
Entered into force
Article 86
Applicable
Article 87
Applicable
Article 88
Applicable
Article 89
Entered into force
Article 90
Chapter XI Special provisions applicable to UCITS which market their units in Member States other than those in which they are established (arts. 91-96)
Entered into force
Article 91
Entered into force
Article 92
Entered into force
Article 93
Inserted
Article 93a
Entered into force
Article 94
Amended
Article 95
Entered into force
Article 96
Chapter XII Provisions concerning the authorities responsible for authorisation and supervision (arts. 97-110)
Amended
Article 97
Amended
Article 98
Amended
Article 99
Inserted
Article 99a
Inserted
Article 99b
Inserted
Article 99c
Inserted
Article 99d
Inserted
Article 99e
Entered into force
Article 100
Amended
Article 101
Applicable
Article 102
Applicable
Article 103
Applicable
Article 104
Inserted
Article 104a
Applicable
Article 105
Applicable
Article 106
Entered into force
Article 107
Amended
Article 108
Applicable
Article 109
Entered into force
Article 110
Chapter XIII Delegated Acts and Powers of Execution (arts. 111-112b)
Amended
Article 111
Amended
Article 112
Amended
Article 112a Revocation of the delegation
Deleted
Article 112b Objections to delegated acts
Chapter XIV Derogations, transitional and final provisions (arts. 113-119)
Section 1 Derogations (arts. 113-114)
Applicable
Article 113
Entered into force
Article 114
Section 2 Transitional and final provisions (arts. 115-119)
Entered into force
Article 115
Entered into force
Article 116
Applicable
Article 117
Entered into force
Article 118
Entered into force
Article 119
Amended
Annex I
Applicable
Annex II
Annex III
Applicable
Annex III Part A Repealed Directive with list of its successive amendments (referred to in Article 117)
Applicable
Annex III Part B List of time limits for transposition into national law and application (referred to in Article 117)
Applicable
Annex IV Correlation table
Done at