|
| Recitals |
| Chapter I Subject matter, scope and definitions (arts. 1-4) |
Applicable | Article 1 |
Amended | Article 2 |
Applicable | Article 3 |
Entered into force | Article 4 |
| Chapter II Authorisation of UCITS (art. 5) |
Applicable | Article 5 |
| Chapter III Obligations regarding management companies (arts. 6-21) |
| Section 1 Conditions for taking up business (arts. 6-8) |
Applicable | Article 6 |
Amended | Article 7 |
Applicable | Article 8 |
| Section 2 Relations with third countries (art. 9) |
Applicable | Article 9 |
| Section 3 Operating conditions (arts. 10-15) |
Applicable | Article 10 |
Applicable | Article 11 |
Amended | Article 12 |
Applicable | Article 13 |
Amended | Article 14 |
Inserted | Article 14a |
Amended | Article 14b |
Entered into force | Article 15 |
| Section 4 Freedom of establishment and freedom to provide services (arts. 16-21) |
Applicable | Article 16 |
Amended | Article 17 |
Applicable | Article 18 |
Entered into force | Article 19 |
Amended | Article 20 |
Applicable | Article 21 |
| Chapter IV Obligations regarding the depositary (arts. 22-26) |
Amended | Article 22 |
Inserted | Article 22a |
Amended | Article 23 |
Amended | Article 24 |
Amended | Article 25 |
Amended | Article 26 |
Inserted | Article 26a |
Inserted | Article 26b |
| Chapter V Obligations regarding investment companies (arts. 27-36) |
| Section 1 Conditions for taking up business (arts. 27-29) |
Applicable | Article 27 |
Applicable | Article 28 |
Applicable | Article 29 |
| Section 2 Operating conditions (arts. 30-31) |
Amended | Article 30 |
Applicable | Article 31 |
| Section 3 Obligations regarding the depositary (arts. 32-36) |
Deleted | Article 32 |
Deleted | Article 33 |
Deleted | Article 34 |
Deleted | Article 35 |
Deleted | Article 36 |
| Chapter VI Mergers of UCITS (arts. 37-48) |
| Section 1 Principle, authorisation and approval (arts. 37-40) |
Entered into force | Article 37 |
Entered into force | Article 38 |
Entered into force | Article 39 |
Entered into force | Article 40 |
| Section 2 Third-party control, information of unit-holders and other rights of unit-holders (arts. 41-45) |
Entered into force | Article 41 |
Entered into force | Article 42 |
Amended | Article 43 |
Entered into force | Article 44 |
Entered into force | Article 45 |
| Section 3 Costs and entry into effect (arts. 46-48) |
Entered into force | Article 46 |
Entered into force | Article 47 |
Entered into force | Article 48 |
| Chapter VII Obligations concerning the investment policies of UCITS (arts. 49-57) |
Entered into force | Article 49 |
Applicable | Article 50 |
Amended | Article 50a |
Amended | Article 51 |
Amended | Article 52 |
Applicable | Article 53 |
Applicable | Article 54 |
Applicable | Article 55 |
Applicable | Article 56 |
Applicable | Article 57 |
| Chapter VIII Master-feeder structures (arts. 58-67) |
| Section 1 Scope and approval (arts. 58-59) |
Entered into force | Article 58 |
Entered into force | Article 59 |
| Section 2 Common provisions for feeder and master UCITS (art. 60) |
Amended | Article 60 |
| Section 3 Depositaries and auditors (arts. 61-62) |
Amended | Article 61 |
Amended | Article 62 |
| Section 4 Compulsory information and marketing communications by the feeder UCITS (art. 63) |
Entered into force | Article 63 |
| Section 5 Conversion of existing UCITS into feeder UCITS and change of master UCITS (art. 64) |
Amended | Article 64 |
| Section 6 Obligations and competent authorities (arts. 65-67) |
Entered into force | Article 65 |
Entered into force | Article 66 |
Entered into force | Article 67 |
| Chapter IX Obligations concerning information to be provided to investors (arts. 68-82) |
| Section 1 Publication of a prospectus and periodical reports (arts. 68-75) |
Applicable | Article 68 |
Amended | Article 69 |
Applicable | Article 70 |
Entered into force | Article 71 |
Entered into force | Article 72 |
Applicable | Article 73 |
Entered into force | Article 74 |
Amended | Article 75 |
| Section 2 Publication of other information (arts. 76-77) |
Applicable | Article 76 |
Deleted | Article 77 |
| Section 3 Key investor information (arts. 78-82) |
Amended | Article 78 |
Entered into force | Article 79 |
Entered into force | Article 80 |
Amended | Article 81 |
Entered into force | Article 82 |
| Chapter X General obligations of UCITS (arts. 83-90) |
Applicable | Article 83 |
Applicable | Article 84 |
Applicable | Article 85 |
Entered into force | Article 86 |
Applicable | Article 87 |
Applicable | Article 88 |
Applicable | Article 89 |
Entered into force | Article 90 |
| Chapter XI Special provisions applicable to UCITS which market their units in Member States other than those in which they are established (arts. 91-96) |
Amended | Article 91 |
Amended | Article 92 |
Amended | Article 93 |
Inserted | Article 93a |
Entered into force | Article 94 |
Amended | Article 95 |
Entered into force | Article 96 |
| Chapter XII Provisions concerning the authorities responsible for authorisation and supervision (arts. 97-110) |
Amended | Article 97 |
Amended | Article 98 |
Amended | Article 99 |
Inserted | Article 99a |
Inserted | Article 99b |
Inserted | Article 99c |
Inserted | Article 99d |
Inserted | Article 99e |
Entered into force | Article 100 |
Amended | Article 101 |
Applicable | Article 102 |
Applicable | Article 103 |
Applicable | Article 104 |
Inserted | Article 104a |
Applicable | Article 105 |
Applicable | Article 106 |
Entered into force | Article 107 |
Amended | Article 108 |
Applicable | Article 109 |
Entered into force | Article 110 |
| Chapter XIII Delegated Acts and Powers of Execution (arts. 111-112b) |
Amended | Article 111 |
Amended | Article 112 |
Amended | Article 112a Revocation of the delegation |
Deleted | Article 112b Objections to delegated acts |
| Chapter XIV Derogations, transitional and final provisions (arts. 113-119) |
| Section 1 Derogations (arts. 113-114) |
Applicable | Article 113 |
Entered into force | Article 114 |
| Section 2 Transitional and final provisions (arts. 115-119) |
Entered into force | Article 115 |
Entered into force | Article 116 |
Applicable | Article 117 |
Entered into force | Article 118 |
Entered into force | Article 119 |
Amended | Annex I |
Applicable | Annex II |
| Annex III |
Applicable | Annex III Part A Repealed Directive with list of its successive amendments (referred to in Article 117) |
Applicable | Annex III Part B List of time limits for transposition into national law and application (referred to in Article 117) |
Applicable | Annex IV Correlation table |
| Done at |