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European
Legislation (EU)
EU Directives
2009
Information
Table of Contents
Table of Contents
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Directive 2009/65/EC - Undertakings for Collective Investment in Transferable Securities IV (recast) (UCITS IV)
Recitals
Chapter I Subject matter, scope and definitions (arts. 1-4)
Article 1
Article 2
Article 3
Article 4
Chapter II Authorisation of UCITS (art. 5)
Article 5
Chapter III Obligations regarding management companies (arts. 6-21)
Section 1 Conditions for taking up business (arts. 6-8)
Article 6
Article 7
Article 8
Section 2 Relations with third countries (art. 9)
Article 9
Section 3 Operating conditions (arts. 10-15)
Article 10
Article 11
Article 12
Article 13
Article 14
Article 14a
Article 14b
Article 15
Section 4 Freedom of establishment and freedom to provide services (arts. 16-21)
Article 16
Article 17
Article 18
Article 18a
Article 19
Article 20
Draft Article 20a
Article 20a
Article 20b
Article 21
Chapter IV Obligations regarding the depositary (arts. 22-26b)
Article 22
Article 22a
Article 23
Article 24
Article 25
Article 26
Article 26a
Article 26b
Chapter V Obligations regarding investment companies (arts. 27-36)
Section 1 Conditions for taking up business (arts. 27-29)
Article 27
Article 28
Article 29
Section 2 Operating conditions (arts. 30-31)
Article 30
Article 31
Section 3 Obligations regarding the depositary (arts. 32-36)
Article 32
Article 33
Article 34
Article 35
Article 36
Chapter VI Mergers of UCITS (arts. 37-48)
Section 1 Principle, authorisation and approval (arts. 37-40)
Article 37
Article 38
Article 39
Article 40
Section 2 Third-party control, information of unit-holders and other rights of unit-holders (arts. 41-45)
Article 41
Article 42
Article 43
Article 44
Article 45
Section 3 Costs and entry into effect (arts. 46-48)
Article 46
Article 47
Article 48
Chapter VII Obligations concerning the investment policies of UCITS (arts. 49-57)
Article 49
Article 50
Article 50a
Article 51
Article 52
Article 53
Article 54
Article 55
Article 56
Article 57
Chapter VIII Master-feeder structures (arts. 58-67)
Section 1 Scope and approval (arts. 58-59)
Article 58
Article 59
Section 2 Common provisions for feeder and master UCITS (art. 60)
Article 60
Section 3 Depositaries and auditors (arts. 61-62)
Article 61
Article 62
Section 4 Compulsory information and marketing communications by the feeder UCITS (art. 63)
Article 63
Section 5 Conversion of existing UCITS into feeder UCITS and change of master UCITS (art. 64)
Article 64
Section 6 Obligations and competent authorities (arts. 65-67)
Article 65
Article 66
Article 67
Chapter IX Obligations concerning information to be provided to investors (arts. 68-82a)
Section 1 Publication of a prospectus and periodical reports (arts. 68-75)
Article 68
Article 69
Article 70
Article 71
Article 72
Article 73
Article 74
Article 75
Section 2 Publication of other information (arts. 76-77)
Article 76
Article 77
Section 3 Key investor information (arts. 78-82a)
Article 78
Article 79
Article 80
Article 81
Article 82
Article 82a
Section IV Accessibility of information in the European single access point (art. 82a)
Article 82a
Chapter X General obligations of UCITS (arts. 83-90)
Article 83
Article 84
Article 85
Article 86
Article 87
Article 88
Article 89
Article 90
Chapter XI Special provisions applicable to UCITS which market their units in Member States other than those in which they are established (arts. 91-96)
Article 91
Article 92
Article 93
Article 93a
Article 94
Article 95
Article 96
Chapter XII Provisions concerning the authorities responsible for authorisation and supervision (arts. 97-110 and draft art. 110a)
Article 97
Article 98
Article 99
Article 99a
Article 99b
Article 99c
Article 99d
Article 99e
Article 100
Article 101
Article 102
Article 103
Article 104
Article 104a
Article 105
Article 106
Article 107
Article 108
Article 109
Article 110
Article 110a
Chapter XIII Delegated Acts and Powers of Execution (arts. 111-112b)
Article 111
Article 112
Article 112a Revocation of the delegation
Article 112b Objections to delegated acts
Chapter XIV Derogations, transitional and final provisions (arts. 113-119)
Section 1 Derogations (arts. 113-114)
Article 113
Article 114
Section 2 Transitional and final provisions (arts. 115-119)
Article 115
Article 116
Article 117
Article 118
Article 119
Annex I
Annex II
Annex IIA Liquidity management tools available to UCITS
Annex III
Annex III Part A Repealed Directive with list of its successive amendments (referred to in Article 117)
Annex III Part B List of time limits for transposition into national law and application (referred to in Article 117)
Annex IV Correlation table
Done at
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https://service.betterregulation.com/document/200146
Directive 2009/65/EC - Undertakings for Collective Investment in Transferable Securities IV (recast) (UCITS IV)
Chapter IX Obligations concerning information to be provided to investors (arts. 68-82a)
Section 3 Key investor information (arts. 78-82a)
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Section 3 Key investor information (arts. 78-82a)
Article 78
Article 79
Article 80
Article 81
Article 82
Article 82a
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