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European
Legislation (EU)
EU Regulations
2015
Information
Table of Contents
Table of Contents
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Regulation 2015/2365/EU - Securities Financing Transactions Regulation (SFTR)
Recitals
Chapter I Subject Matter, Scope and Definitions (arts. 1-3)
Article 1 Subject matter
Article 2 Scope
Article 3 Definitions
Chapter II Transparency of SFTs (art. 4)
Article 4 Reporting obligation and safeguarding in respect of SFTs
Chapter III Registration and supervision of a trade repository (arts. 5-12)
Article 5 Registration of a trade repository
Article 6 Notification of and consultation with competent authorities prior to registration or extension of registration
Article 7 Examination of the application
Article 8 Notification of ESMA decisions relating to registration or extension of registration
Article 9 Powers of ESMA
Article 10 Withdrawal of registration
Article 11 Supervisory fees
Article 12 Transparency and availability of data held in a trade repository
Chapter IV Transparency towards investors (arts. 13-14)
Article 13 Transparency of collective investment undertakings in periodical reports
Article 14 Transparency of collective investment undertakings in pre-contractual documents
Chapter V Transparency of reuse (art. 15)
Article 15 Reuse of financial instruments received under a collateral arrangement
Chapter VI Supervision and competent authorities (arts. 16-18)
Article 16 Designation and powers of competent authorities
Article 17 Cooperation between competent authorities
Article 18 Professional secrecy
Chapter VII Relationship with third countries (19-21)
Article 19 Equivalence and recognition of trade repositories
Article 20 Indirect access to data between authorities
Article 21 Equivalence of reporting
Chapter VIII Administrative sanctions and other administrative measures (arts. 22-28)
Article 22 Administrative sanctions and other administrative measures
Article 23 Determination of administrative sanctions and other administrative measures
Article 24 Reporting of infringements
Article 25 Exchange of information with ESMA
Article 26 Publication of decisions
Article 27 Right of appeal
Article 28 Sanctions and other measures for the purpose of Articles 13 and 14
Chapter IX Review (art. 29)
Article 29 Reports and review
Chapter X Final provisions (arts. 30-33)
Article 30 Exercise of delegated powers
Article 31 Committee procedure
Article 32 Amendments to Regulation (EU) No 648/2012
Article 32a Accessibility of information on the European single access point
Article 33 Entry into force and application
Annex
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Regulation 2015/2365/EU - Securities Financing Transactions Regulation (SFTR)
Chapter IX Review (art. 29)
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Article 29 Reports and review
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