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| | Recitals |
| | Chapter I General provisions (arts. 1-5) |
Entered into force | Article 1 Subject matter |
Entered into force | Article 2 Scope |
Entered into force | Article 3 Exemptions |
Amended | Article 4 Definitions |
Entered into force | Article 5 Determination of the AIFM |
| | Chapter II Authorisation of AIFMs (arts. 6-11) |
Entered into force | Article 6 Conditions for taking up activities as AIFM |
Entered into force | Article 7 Application for authorisation |
Entered into force | Article 8 Conditions for granting authorisation |
Entered into force | Article 9 Initial capital and own funds |
Entered into force | Article 10 Changes in the scope of the authorisation |
Entered into force | Article 11 Withdrawal of the authorisation |
| | Chapter III Operating conditions for AIFMs (arts. 12-21) |
| | Section 1 General requirements (arts. 12-17) |
Entered into force | Article 12 General principles |
Entered into force | Article 13 Remuneration |
Entered into force | Article 14 Conflicts of interest |
Amended | Article 15 Risk management |
Entered into force | Article 16 Liquidity management |
Amended | Article 17 Investment in securitisation positions |
| | Section 2 Organisational requirements (arts. 18-19) |
Entered into force | Article 18 General principles |
Entered into force | Article 19 Valuation |
| | Section 3 Delegation of AIFM functions (art. 20) |
Entered into force | Article 20 Delegation |
| | Section 4 Depositary (art. 21) |
Entered into force | Article 21 Depositary |
| | Chapter IV Transparency requirements (arts. 22-24) |
Entered into force | Article 22 Annual report |
Entered into force | Article 23 Disclosure to investors |
Entered into force | Article 24 Reporting obligations to competent authorities |
| | Chapter V AIFMs managing specific types of AIF (arts. 25-30) |
| | Section 1 AIFMs managing leveraged AIFs (art. 25) |
Entered into force | Article 25 Use of information by competent authorities, supervisory cooperation and limits to leverage |
| | Section 2 Obligations for AIFMs managing AIFs which acquire control of non-listed companies and issuers (arts. 26-30) |
Entered into force | Article 26 Scope |
Entered into force | Article 27 Notification of the acquisition of major holdings and control of non-listed companies |
Entered into force | Article 28 Disclosure in case of acquisition of control |
Entered into force | Article 29 Specific provisions regarding the annual report of AIFs exercising control of non-listed companies |
Entered into force | Article 30 Asset stripping |
| | Chapter VI Rights of EU AIFMs to market and manage EU AIFs in the Union (arts. 31-33) |
Entered into force | Article 31 Marketing of units or shares of EU AIFs in the home Member State of the AIFM |
Entered into force | Article 32 Marketing of units or shares of EU AIFs in Member States other than in the home Member State of the AIFM |
Amended | Article 33 Conditions for managing EU AIFs established in other Member States and for providing services in other Member States |
| | Chapter VII Specific rules in relation to third countries (arts. 34-42) |
Entered into force | Article 34 Conditions for EU AIFMs which manage non-EU AIFs which are not marketed in Member States |
Entered into force | Article 35 Conditions for the marketing in the Union with a passport of a non-EU AIF managed by an EU AIFM |
Entered into force | Article 36 Conditions for the marketing in Member States without a passport of non-EU AIFs managed by an EU AIFM |
Entered into force | Article 37 Authorisation of non-EU AIFMs intending to manage EU AIFs and/or market AIFs managed by them in the Union in accordance with Article 39 or 40 |
Entered into force | Article 38 Peer review of authorisation and supervision of non-EU AIFMs |
Entered into force | Article 39 Conditions for the marketing in the Union with a passport of EU AIFs managed by a non-EU AIFM |
Entered into force | Article 40 Conditions for the marketing in the Union with a passport of non-EU AIFs managed by a non-EU AIFM |
Entered into force | Article 41 Conditions for managing AIFs established in Member States other than the Member State of reference by non-EU AIFMs |
Entered into force | Article 42 Conditions for the marketing in Member States without a passport of AIFs managed by a non-EU AIFM |
| | Chapter VIII Marketing to retail investors (art. 43) |
Entered into force | Article 43 Marketing of AIFs by AIFMs to retail investors |
| | Chapter IX Competent authorities (arts. 44-55) |
| | Section 1 Designation, powers and redress procedures (arts. 44-49) |
Entered into force | Article 44 Designation of competent authorities |
Entered into force | Article 45 Responsibility of competent authorities in Member States |
Entered into force | Article 46 Powers of competent authorities |
Entered into force | Article 47 Powers and competences of ESMA |
Entered into force | Article 48 Administrative penalties |
Entered into force | Article 49 Right of appeal |
| | Section 2 Cooperation between different competent authorities (arts. 50-55) |
Entered into force | Article 50 Obligation to cooperate |
Entered into force | Article 51 Transfer and retention of personal data |
Entered into force | Article 52 Disclosure of information to third countries |
Entered into force | Article 53 Exchange of information relating to the potential systemic consequences of AIFM activity |
Entered into force | Article 54 Cooperation in supervisory activities |
Entered into force | Article 55 Dispute settlement |
| | Chapter X Transitional and final provisions (arts. 56-71) |
Entered into force | Article 56 Exercise of the delegation |
Entered into force | Article 57 Revocation of the delegation |
Entered into force | Article 58 Objections to delegated acts |
Entered into force | Article 59 Implementing measures |
Entered into force | Article 60 Disclosure of derogations |
Entered into force | Article 61 Transitional provisions |
Repealed | Article 62 Amendments to Directive 2003/41/EC |
Entered into force | Article 63 Amendments to Directive 2009/65/EC |
Entered into force | Article 64 Amendment to Regulation (EC) No 1060/2009 |
Entered into force | Article 65 Amendment to Regulation (EU) No 1095/2010 |
Entered into force | Article 66 Transposition |
Entered into force | Article 67 Delegated act on the application of Article 35 and Articles 37 to 41 |
Entered into force | Article 68 Delegated act on the termination of the application of Articles 36 and 42 |
Entered into force | Article 69 Review |
Entered into force | Article 70 Entry into force |
Entered into force | Article 71 Addressees |
| | Annexes |
Entered into force | Annex I |
Entered into force | Annex II Remuneration Policy |
Entered into force | Annex III Documentation and information to be provided in case of intended marketing in the home Member State of the AIFM |
Entered into force | Annex IV Documentation and information to be provided in the case of intended marketing in Member States other than the home Member State of the AIFM |
| | Done at |
