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Version status: Amended | Document consolidation status: Updated to reflect all known changes
Version date: 1 August 2019 - onwards
Version 3 of 3

Annex IV Documentation and information to be provided in the case of intended marketing in Member States other than the home Member State of the AIFM

(a) A notification letter, including a programme of operations identifying the AIFs the AIFM intends to market and information on where the AIFs are established;

(b) the AIF rules or instruments of incorporation;

(c) identification of the depositary of the AIF;

(d) a description of, or any information on, the AIF available to investors;

(e) information on where the master AIF is established if the AIF is a feeder AIF;

(f) any additional information referred to in Article 23(1) for each AIF the AIFM intends to market;

(g) the indication of the Member State in which it intends to market the units or shares of the AIF to professional investors;