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Version date: 17 July 2024 - onwards

Guideline 9: Additional information exchanges between the Lead Overseer and competent authorities in relation to oversight activities (paras. 9.1-9.3)

9.1 Within 10 working days following the adoption of the request for information to the critical ICT third-party service provider, the Lead Overseer should make available to the Joint Oversight Network and the competent authorities of the financial entities using ICT services provided by a critical ICT third-party service provider, the relevant scope of the request for information submitted to the critical ICT third-party service provider according to Articles 36(1) and 37(1) of the DORA.

9.2 The Lead Overseer should inform competent authorities of the financial entities using ICT services provided by a critical ICT third-party service provider of any:

- major incidents with direct or indirect impact on financial entities within the Union when reported by the critical ICT third-party service provider, including relevant details to determine the significance of the incident on financial entities and assess possible cross-border impacts; [See Article 3(2), letter l of Draft regulatory te

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