Date-stamp loading
Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 1 November 2024 - onwards
  Version 3 of 3    

Regulation 16 Cancellation of authorisation to provide a third party verification service on the initiative of the FCA

Revoked from 1 November 2024

(1) The FCA may cancel an authorisation to provide a third party verification service if it appears to the FCA that -

(a) the third party verifier is materially non-compliant with Article 28(1) of the EU Securitisation Regulation 2017;

(b) the third party verifier has failed, during a period of at least 12 months, to provide a third party verification service;

(c) the third party verifier has obtained the registration to provide third party verification services through false statements or other irregular means;

(d) the third party verifier has failed to comply with Article 28(2) of the EU Securitisation Regulation 2017; or

(e) it is desirable to do so to advance one or more of the FCA's operational objectives set out in section 1B(3) of the Act.

(2) Where the period for a reference to the Tribunal has expired without a reference being made, the FCA must as soon as practicable update the register accordingly.

Comparing proposed amendment...