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  1. Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges, Clearing Houses and Central Securities Depositories) Regulations 2001 [SI 2001 No. 995]
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Published date: 9 April 2001

Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges, Clearing Houses and Central Securities Depositories) Regulations 2001 [SI 2001 No. 995]

Consolidation Status: Updated to reflect all known changes
Comparing proposed amendment...
Introductory Text
In force
 Regulation 1 Citation
In force
 Regulation 2 Commencement
In force
 Regulation 3 Interpretation
In force
 Regulation 4 Recognition requirements for investment exchanges
In force
 Regulation 5 Recognition requirements for clearing houses which are not central counterparties
In force
 Regulation 5A Recognition requirements for central counterparties
In force
 Regulation 5B Recognition requirements for central securities depositories
In force
 Regulation 6 Method of satisfying recognition requirements
In force
 Regulation 7 Dealings and transactions not involving investments
In force
 Regulation 8 Exchanges and clearing houses which do not enter into market contracts
In force
 Regulation 9 Effect of recognition under the Financial Services Act 1986
In force
 Regulation 10 Revocation of recognition: action taken before commencement
In force
 Regulation 11 FCA rules
Schedule
In force
⚠ Schedule, Part I Recognition requirements for investment exchanges (paras. 1 - 9J)
In force
 Schedule, Part II Recognition requirements for investment exchanges: default rules in respect of market contracts (paras. 10 - 15)
In force
 Schedule, Part III Recognition requirements for clearing houses (paras. 16 - 23A)
In force
 Schedule, Part IV Recognition requirements applying to clearing houses: default rules in respect of market contracts (paras. 24 - 28)
In force
 Schedule, Part 5 Recognition requirements for central counterparties (paras. 29-31A)
In force
 Schedule, Part 6 Recognition requirements applying to central counterparties: default rules (paras. 32-36)
In force
 Schedule, Part 7 Recognition requirements for Central Securities Depositories (paras. 37-40)
Signature
Explanatory Note
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