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Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges, Clearing Houses and Central Securities Depositories) Regulations 2001 [SI 2001 No. 995]Introductory TextRegulation 1 CitationRegulation 2 CommencementRegulation 3 InterpretationRegulation 4 Recognition requirements for investment exchangesRegulation 5 Recognition requirements for clearing houses which are not central counterpartiesRegulation 5A Recognition requirements for central counterpartiesRegulation 5B Recognition requirements for central securities depositoriesRegulation 6 Method of satisfying recognition requirementsRegulation 7 Dealings and transactions not involving investmentsRegulation 8 Exchanges and clearing houses which do not enter into market contractsRegulation 9 Effect of recognition under the Financial Services Act 1986Regulation 10 Revocation of recognition: action taken before commencementRegulation 11 FCA rulesScheduleSchedule, Part I Recognition requirements for investment exchanges (paras. 1 - 9J)Schedule, Part II Recognition requirements for investment exchanges: default rules in respect of market contracts (paras. 10 - 15)Schedule, Part III Recognition requirements for clearing houses (paras. 16 - 23A)Schedule, Part IV Recognition requirements applying to clearing houses: default rules in respect of market contracts (paras. 24 - 28)Schedule, Part 5 Recognition requirements for central counterparties (paras. 29-31A)Schedule, Part 6 Recognition requirements applying to central counterparties: default rules (paras. 32-36)Schedule, Part 7 Recognition requirements for Central Securities Depositories (paras. 37-40)SignatureExplanatory Note
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 29 June 2017 - onwards

Regulation 11 FCA rules

The FCA may make rules for the purposes of these Regulations.

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