Article 4 Interim permission
(1) This article applies where -
(a) a person has submitted an application for Part IV permission or a variation of Part IV permission ("the applicant"), to the extent that the application relates to -
(i) a regulated activity specified by article 52(b) of the Principal Order (as amended by this Order),
(ii) an investment specified by article 82(2) of the Principal Order (as amended by this Order);
(b) on or before 1st October 2006, the applicant had been carrying on an activity that following commencement will be -
(i) a regulated activity of establishing, operating or winding up a personal pension scheme; or
(ii) an activity of a kind specified by article -
(aa) 14 (dealing in investments as principal),
(bb) 21 (dealing in investments as agent),