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Version status: Partly in force | Document consolidation status: Updated to reflect all known changes
Version date: 30 January 2024 - onwards
  Version 6 of 6    

Article 25 Arranging deals in investments

(1) Making arrangements for another person (whether as principal or agent) to buy, sell, subscribe for or underwrite a particular investment which is -

(a) a security,

(b) a relevant investment,

(c) an investment of the kind specified by article 86, or article 89 so far as relevant to that article, or

(d) a structured deposit,

is a specified kind of activity.

(2) Making arrangements with a view to a person who participates in the arrangements buying, selling, subscribing for or underwriting investments falling within paragraph (1)(a), (b), (c) or (d) (whether as principal or agent) is also a specified kind of activity.

(3) Paragraphs (1) and (2) do not apply to a kind of activity to which article 25D, 25DA or 25DB applies.

Comparing proposed amendment...