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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - onwards
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Article 95 Exclusion from record where not fit and proper to carry on insurance distribution activities

(1) If it appears to the FCA that a person who falls within article 93(2) (appointed representatives) ("AR") is not a fit and proper person to carry on insurance distribution activities, it may decide not to include him in the record or, if that person is already included in the record, to remove him from the record.

(1A) [deleted]

(2) Where the FCA proposes to make a determination under paragraph (1), it must give AR a warning notice.

(3) If the FCA makes a determination under paragraph (1), it must give AR a decision notice.

(4) If the FCA gives AR a decision notice under paragraph (3), AR may refer the matter to the Tribunal.

(5) The FCA may, on the application of AR, revoke a determination under paragraph (1).

(6) If the FCA decides to grant the application, it must give AR written notice of its decision.

(7) If the FCA proposes to refuse the application, it must give AR a warning notice.

(8) If the FCA decides to refuse the application, it must give AR a decision notice.

(9) If th

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