Exclusions (arts. 26-36)

Comparing proposed amendment...


In force	Article 26 Arrangements not causing a deal
Partly in force	Article 27 Enabling parties to communicate
In force	Article 28 Arranging transactions to which the arranger is a party
In force	Article 28A Arranging contracts, plans or agreements to which the arranger is a party
In force	Article 29 Arranging deals with or through authorised persons
In force	Article 29A Arrangements made in the course of administration by authorised person
In force	Article 30 Arranging transactions in connection with lending on the security of insurance policies
In force	Article 31 Arranging the acceptance of debentures in connection with loans
In force	Article 32 Provision of finance
In force	Article 33 Introducing
In force	Article 33A Introducing to authorised persons etc.
In force	Article 33B Provision of information - contracts of insurance
In force	Article 34 Arrangements for the issue of shares etc.
In force	Article 35 International securities self-regulating organisations
In force	Article 35A Trade repositories
In force	Article 35AB Securitisation repositories
In force	Article 35B Providing pensions guidance
In force	Article 36 Other exclusions

Previous Next

Document overview