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The activities (arts. 25-25E) |
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Article 25 Arranging deals in investments |
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Article 25A Arranging regulated mortgage contracts |
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Article 25B Arranging regulated home reversion plans |
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Article 25C Arranging regulated home purchase plans |
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Article 25D Operating a multilateral trading facility |
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Article 25DA Operating an organised trading facility |
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Article 25DB Operating an electronic system for public offers of relevant securities |
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Article 25E Arranging regulated sale and rent back agreements |
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Exclusions (arts. 26-36) |
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Article 26 Arrangements not causing a deal |
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Article 27 Enabling parties to communicate |
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Article 28 Arranging transactions to which the arranger is a party |
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Article 28A Arranging contracts, plans or agreements to which the arranger is a party |
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Article 29 Arranging deals with or through authorised persons |
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Article 29A Arrangements made in the course of administration by authorised person |
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Article 30 Arranging transactions in connection with lending on the security of insurance policies |
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Article 31 Arranging the acceptance of debentures in connection with loans |
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Article 32 Provision of finance |
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Article 33 Introducing |
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Article 33A Introducing to authorised persons etc. |
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Article 33B Provision of information - contracts of insurance |
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Article 34 Arrangements for the issue of shares etc. |
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Article 35 International securities self-regulating organisations |
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Article 35A Trade repositories |
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Article 35AB Securitisation repositories |
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Article 35B Providing pensions guidance |
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Article 36 Other exclusions |
