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UK Financial Services Law
Legislation (UK)
Statutory Instruments
2006
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Table of Contents
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Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No.2) Order 2006 [SI 2006 No. 2383]
Introductory Text
Part 1 General (art. 1)
Article 1 Citation and commencement
Part 2 Amendments of the Regulated Activities Order (arts. 2-24)
Article 2 Amendments of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001
Article 3 Definitions
Article 4 Arranging regulated home reversion plans and regulated home purchase plans
Article 5 Exclusion of arrangements not causing a deal
Article 6 Exclusion where a person provides a means of communication between parties
Article 7 Exclusion where the arranger is a party to the contract or plan
Article 8 Exclusion of arrangements where transaction is with or through an authorised person
Article 9 Exclusion made in the course of administration by an authorised person
Article 10 Exclusion of arrangements which consist of introduction to an authorised person etc. for independent advice
Article 11 Exclusion of certain other arrangements consisting of an introduction to an authorised person etc.
Article 12 Other exclusions: arranging
Article 13 Advising on regulated home reversion plans and regulated home purchase plans
Article 14 Exclusion of advice given in newspapers etc.
Article 15 Exclusion of advice given in the course of administration by authorised person
Article 16 Other exclusions: advising
Article 17 Regulated mortgage contracts
Article 18 Entering into and administering regulated home reversion plans and regulated home purchase plans
Article 19 Exclusion of trustees, nominees and personal representatives
Article 20 Exclusion of activities carried on in the course of a profession or non-investment business
Article 21 Overseas persons
Article 22 Business Angel-led Enterprise Capital Funds: interpretation
Article 23 Specified investments
Article 24 Rights to or interests in investments
Part 3 Amendments of primary legislation (arts. 25-28)
Article 25 Amendments of the Consumer Credit Act 1974
Article 26 Amendments of the Companies Act 1985
Article 27 Amendments of the Law of Property (Miscellaneous Provisions) Act 1989
Article 28 Amendment of the Financial Services and Markets Act 2000
Part 4 Amendments of other secondary legislation (arts. 29-35)
Article 29 Amendments of the Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) Order 2001
Article 30 Amendments of the Financial Services and Markets Act 2000 (Exemption) Order 2001
Article 31 Amendments of the Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001
Article 34 Amendments of the Consumer Credit (Advertisement) Regulations 2004
Article 32 Amendments of the Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001
Article 35 Amendments of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005
Article 33 Amendment of the Money Laundering Regulations 2003
Part 5 Transitional provisions (arts. 36-40)
Article 40 Application of the Act etc.
Article 39 Application of the Authority's rules etc. to persons with an interim permission or an interim approval
Article 38 Interim approval
Article 37 Interim permission
Article 36 Interpretation
Schedule - Application of the Act and the Regulated Activities Order to persons with an interim permission or an interim approval
Signature
Explanatory Note
Explanatory Memorandum
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Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No.2) Order 2006 [SI 2006 No. 2383]
Part 5 Transitional provisions (arts. 36-40)
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Part 5 Transitional provisions (arts. 36-40)
Article 40 Application of the Act etc.
Article 39 Application of the Authority's rules etc. to persons with an interim permission or an interim approval
Article 38 Interim approval
Article 37 Interim permission
Article 36 Interpretation
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