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Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No.2) Order 2006 [SI 2006 No. 2383]Introductory TextPart 1 General (art. 1)Article 1 Citation and commencementPart 2 Amendments of the Regulated Activities Order (arts. 2-24)Article 2 Amendments of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001Article 3 DefinitionsArticle 4 Arranging regulated home reversion plans and regulated home purchase plansArticle 5 Exclusion of arrangements not causing a dealArticle 6 Exclusion where a person provides a means of communication between partiesArticle 7 Exclusion where the arranger is a party to the contract or planArticle 8 Exclusion of arrangements where transaction is with or through an authorised personArticle 9 Exclusion made in the course of administration by an authorised personArticle 10 Exclusion of arrangements which consist of introduction to an authorised person etc. for independent adviceArticle 11 Exclusion of certain other arrangements consisting of an introduction to an authorised person etc.Article 12 Other exclusions: arrangingArticle 13 Advising on regulated home reversion plans and regulated home purchase plansArticle 14 Exclusion of advice given in newspapers etc.Article 15 Exclusion of advice given in the course of administration by authorised personArticle 16 Other exclusions: advisingArticle 17 Regulated mortgage contractsArticle 18 Entering into and administering regulated home reversion plans and regulated home purchase plansArticle 19 Exclusion of trustees, nominees and personal representativesArticle 20 Exclusion of activities carried on in the course of a profession or non-investment businessArticle 21 Overseas personsArticle 22 Business Angel-led Enterprise Capital Funds: interpretationArticle 23 Specified investmentsArticle 24 Rights to or interests in investmentsPart 3 Amendments of primary legislation (arts. 25-28)Article 25 Amendments of the Consumer Credit Act 1974Article 26 Amendments of the Companies Act 1985Article 27 Amendments of the Law of Property (Miscellaneous Provisions) Act 1989Article 28 Amendment of the Financial Services and Markets Act 2000Part 4 Amendments of other secondary legislation (arts. 29-35)Article 29 Amendments of the Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) Order 2001Article 30 Amendments of the Financial Services and Markets Act 2000 (Exemption) Order 2001Article 31 Amendments of the Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001Article 34 Amendments of the Consumer Credit (Advertisement) Regulations 2004Article 32 Amendments of the Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001Article 35 Amendments of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005Article 33 Amendment of the Money Laundering Regulations 2003Part 5 Transitional provisions (arts. 36-40)Article 40 Application of the Act etc.Article 39 Application of the Authority's rules etc. to persons with an interim permission or an interim approvalArticle 38 Interim approvalArticle 37 Interim permissionArticle 36 InterpretationSchedule - Application of the Act and the Regulated Activities Order to persons with an interim permission or an interim approvalSignatureExplanatory NoteExplanatory Memorandum
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 6 April 2007 - onwards
Version 3 of 3

Article 40 Application of the Act etc.

The Schedule modifies the application of the Act and the Regulated Activities Order in relation to persons with an interim permission or an interim approval.

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